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Articles Posted in Broker Fraud

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Houston, TX Financial Product Failure Law Firm

Representing Investors Whose Financial Advisors Sold Them Investments That Caused Them Serious Portfolio Losses The Shepherd Smith Edwards and Kantas Financial Product Failure Law Firm (investorlawyers.com) represents Texas investors who suffered losses because a financial product sold to them by their broker or investment adviser failed. Contact our Houston securities law…

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Attention Atlas Funds Investors Who Suffered Losses in These Private Placement Funds 

Shepherd Smith Edwards and Kantas Broker Fraud Lawyers are Investigating Spartan Capital Securities For Selling These Alternative Investments  If you are an investor who has sustained losses in any of the 346 private placement investments from one of 16 offerings from Atlas Management LLC, including those involving the following, Shepherd…

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Did You Lose Your Life Savings While Investing Through A Stockbroker?

Our Skilled Retirement Fund Fraud Attorneys Want To Talk To You Shepherd Smith Edwards and Kantas (investorlawyers.com) represents young retirees, senior investors, still working professionals that are saving for their future, family trusts, and others that lost their life savings due to the poor investment advice or mismanagement of their…

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Shepherd Smith Edwards and Kantas Investigates Former Merrill Lynch Broker Isaiah Williams

Broker-Dealer Ordered To Pay $9.5M Settlement in Alleged Athlete Investment Fraud  If you are an investor who sustained serious losses while working with ex-Merrill Lynch, Pierce, Fenner & Smith stockbroker Isaiah Thomas Williams, Jr., the Shepherd Smith Edwards and Kantas Athlete Investment Fraud team (investorlawyers.com) wants to talk to you.…

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Did Your Broker Recommend That You Invest In The Alleged Next Level Holdings Ponzi Scam?

Our Stockbroker Fraud Law Firm Can Help You Explore Your Legal Options Shepherd Smith Edwards and Kantas (investorlawyers.com) Is investigating PFS Investments and the other brokerage firms that may have unsuitably marketed Next Level Holdings LLC to customers. The company’s founder, Henry Paul Regan, Jr., is now the subject of investigations by both…

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Texas Broker Fraud Law Firm Investigates Former Ameriprise Advisor Eric Dupre

Did You Suffer Serious Investment Losses While Working With Former Ameriprise Broker Eric Dupre? Shepherd Smith Edwards and Kantas Is Investigating This ex-San Antonio, TX, Financial Advisor Over Fraud Allegations, Including Elder Financial Abuse  If you are an investor who suffered suspect portfolio losses while working with then-Ameriprise registered representative Eric…

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Nevada Retiree Who Suffered Private Placement and Annuity Losses Sues LifeMark Securities For Up to $500K

Shepherd Smith Edwards and Kantas Broker Fraud Attorneys Are Representing This Claimant In FINRA Arbitration A Las Vegas investor is suing LifeMark Securities after the brokerage firm recommended a private placement, a Limited Partnership known as Tasty Brands, as well as annuities, to her, even though she is a retiree…

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Our IHC Investor Recovery Attorneys Can Help Investors Recover IHC Losses

Are You an Austin, TX Investor Whose Realized Financial Broker Sold You Inspired Healthcare Capital DSTs? If You Have Suffered IHC Losses, Contact Our Texas Broker-Dealer Negligence Law Firm Today In Austin, Texas, the Shepherd Smith Edwards and Kantas Investor Recovery Attorneys (investorlawyers.com) is offering free, no obligation case assessments…

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California Retirees That Sustained Inspired Healthcare Capital Losses Sue Aurora Securities.

California Retirees That Sustained Inspired Healthcare Capital Losses Sue Aurora Securities. Broker Austin Bowlin Is A Respondent in This DST Fraud Lawsuit Two investors are suing Austin Securities and financial advisor Austin A. Bowlin for up to $1,000,0000 after suffering losses in Inspired Healthcare Capital (IHC) Delaware Statutory Trusts (DSTs). Shepherd Smith…

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Our Broker-Dealer Negligence Lawyers Are Representing Three Claimants in Their Webull Financial FINRA Lawsuit

Investors Sue Webull Financial for Up To $5,000,000 Over Pump and Dump Losses Involving Third-Party Hacker That Accessed Their Brokerage Accounts Our Broker-Dealer Negligence Lawyers Are Representing These Three Claimants in Their FINRA Lawsuit Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing more Claimants in suing Webull Financial over losses they sustained…

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