How Can A Skilled SEC Attorney Help You Pursue Damages From Your Broker-Dealer? Shepherd Smith Edwards and Kantas Has Been Fighting For Investors For Over 30 Years If you believe that you could be the victim of securities fraud, you may want to explore your legal options with a knowledgeable…
Representing Colorado Investors In Their Securities Fraud Lawsuits Against Brokerage Firms With our securities law office conveniently located in Denver’s North Capitol Hill close to the Central Business District, Shepherd Smith Edwards and Kantas (investorlawyers.com) represent investors throughout the region in their FINRA arbitration claims against the brokerage firms and…
Shepherd Smith Edwards and Kantas Has Been Fighting for Investor For Over 30 Years If you are an investor who is looking to recover your portfolio losses that may have been caused by broker fraud or negligence, it is important that you retain the services of knowledgeable Securities Fraud Lawyers that…
What Can You Expect When You Hire Our Seasoned Securities Litigation Lawyers? With over 30 years representing investors, Shepherd Smith Edwards and Kantas (investorlawyers.com) offer unparalleled experience in securities litigation while providing personalized attention to each of our clients. We work with retail investors, retirees, accredited investors, wealthy investors, and…
What Are High-Yield Bonds? Our Skilled Securities Fraud Law Firm Can Help If You Have Suffered Junk Bond Losses High-yield bonds, also known as junk bonds, are non-investment grade bonds. They are usually put out by issuers that have been given a low rating by credit rating agencies and are…
$300M Stock Scam Allegations Lead to Guilty Verdict A Brooklyn jury has convicted ex-OmniView Capital Advisors LLC CEO Abraxas J. Discala of conspiracy, wire fraud, and securities fraud in a $300M market rigging scam/ pump-and dump fraud. A second defendant, lawyer Kyleen Cane, was acquitted after initially being charged with…
Altaba is Fined $35M For Not Disclosing World’s Largest Data Breach Altaba, formerly Yahoo! Inc., will pay a $35M penalty in a data breach settlement to resolve US Securities and Exchange Commission charges accusing the entity of misleading investors because it did not disclose a major cyber-security data breach. Despite…
The SEC has adopted final rules to modernize the way companies are allowed to raise funds for their businesses via small and intrastate offerings, all the while keeping investor protections in place. The final rules include amendment to Securities Act Rule 147 and a new Securities Act Rule 147A for out-of-state…
Wine merchant Peter Deutsch has filed a FINRA arbitration claim seeking $400 – $500M from Fidelity. He claims that he might have earned that amount of money if only the financial firm had not stopped him from obtaining a 66% share of a company in which he had already invested…
SEC to Propose Reforms to Improve Liquidity Management for Open-End Funds The Securities and Exchange Commission voted to propose a package of rule reforms to improve effective liquidity risk management for open-end funds, including exchange-traded funds and mutual funds. If approved, both would have to put into place liquidity risk…