SEC Attorney

How Can A Skilled SEC Attorney Help You Pursue Damages From Your Broker-Dealer?

Shepherd Smith Edwards and Kantas Has Been Fighting For Investors For Over 30 Years

If you believe that you could be the victim of securities fraud, you may want to explore your legal options with a knowledgeable Securities and Exchange Commission (SEC) lawyer who can help you assess the cause of your losses and determine whether you have grounds for a lawsuit against your broker-dealer or investment adviser.

For more than three decades, Shepherd Smith Edwards and Kantas ( have been representing retail investors, retirees, high-net-worth investors, and institutional investors in pursuing damages involving portfolio losses related to financial advisor fraud or misconduct.

While it is important to report your broker or investment adviser to the SEC or the Financial Industry Regulatory Authority (FINRA), if you feel that your financial advisor engaged in some kind of misconduct or securities law violation that caused you to lose money, your best chances of recouping damages is to file your own individual claim with the help of a savvy securities attorney.

What Is a Securities and Exchange Commission Lawyer?

A qualified SEC attorney is a legal professional that has the experience and qualifications to handle a securities fraud claim. As an investor, you should know that securities litigation is a very specialized area of law.  While the Securities and Exchange Commission is the main federal regulator of the American securities market and has the authority to enforce US securities laws, recommend investigations into violations, warranted file civil lawsuits against violators, and when warranted, refer the allegations the US Justice Department so that parallel criminal charges can be brought —such legal actions do not always mean that investors who were harmed will recover damages for their losses. This is why you want to retain the services of a trusted SEC fraud law firm that has the skills and manpower to represent you in filing your own investor loss lawsuit.

At Shepherd Smith Edward and Kantas, more than 90% of investors we have worked with have received full or partial financial recovery with our help.  Our team has an unparalleled over 100 years’ worth of collective experience in securities litigation and securities law. We have helped investors secure damages in the most complex investment fraud lawsuits against the largest firms on Wall Street. When you retain our seasoned Securities and Exchange Commission attorneys, you are hiring an entire team that has made it their mission to exclusively represent investors while protecting their legal rights.

Should we agree to work together, our SEC law firm can:

  • Thoroughly examine the facts of your claim.
  • Conduct the due diligence necessary to investigate the cause of your investor losses.
  • Evaluate the best way forward in terms of pursuing damages, whether it be through negotiation, mediation, arbitration, or litigation.
  • Submit your securities fraud lawsuit to the proper venue.
  • If a settlement isn’t reached prior to the pre-hearing stage, we will represent you in FINRA arbitration or in court.

Over the years, our securities fraud attorneys have collectively recovered many millions of dollars for thousands of investors.

How To Our SEC Attorney Team:

Call (800) 259-9010 today to request your free, no-obligation case assessment.

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