Our Unsuitability Recovery Lawyers Are Investigating This Financial Advisor Over Investor Losses Shepherd Smith Edwards and Kantas Unsuitability Recovery Lawyers (investorlawyers.com) is speaking with customers of former Ameriprise Financial Services broker Christopher John Jacobi. The ex-Florida registered representative was in the industry for 37 years. Jacobi’s CRD shows 11 customer disputes, eight…
Articles Posted in Current Investigations
Houston, Tx Misrepresentations and Omissions Law Firm
Shepherd Smith Edwards and Kantas Houston Misrepresentations Lawyers Represents Investors In The Lone Star State in Their Broker Fraud Disputes If you suffered portfolio losses and suspect that you may have been the victim of misrepresentations or omissions by your broker or investment adviser, contact our Houston securities law firm of Shepherd Smith Edwards…
Did Your Broker Sell You Ares Industrial Income REIT?
What Investors Should Know About This Non-Traded Real Estate Investment Trust Shepherd Smith Edwards and Kantas AIREIT Loss Recovery Attorneys (investorlawyers.com) are offering a free case consultation to those of you who have suffered losses in Ares Industry Income REIT (AIREIT). This perpetual life non-traded REIT, which focuses on US…
What Easterly ROCMuni High Income Fund Investors Should Know
Shepherd Smith Edwards and Kantas Easterly ROCMuni Fund Lawyers are Representing Investors Against Broker-Dealers That Sold This Risky Junk Bond If you are someone who suffered serious losses in the wake of the Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMHVX) fire sale in June 2025, you will want…
Delaware Statutory Trust Recovery Attorneys
San Francisco Investors File Inspired Healthcare Capital Loss Lawsuit Against Realized Financial Our IHC Delaware Statutory Trusts Are Representing These Claimants, Who Are Suing For Up To $500,000 Two semi-retirees from the San Francisco Bay Area have filed a FINRA arbitration claim against brokerage firm Realized Financial and its registered…
Holding Firms Accountable: Suing Broker-Dealers with Elder Financial Abuse Attorneys
What Should I Do If My Parent Becomes The Victim of Elder Financial Abuse By Their Broker? Shepherd Smith Edwards and Kantas Elder Financial Abuse Lawyers Can Help You Determine Your Next Steps If your mother, father, or another elderly person you care for has sustained serious losses to their retirement…
Recovering From Broker Fraud: Your Claim with Experienced Selling Away Attorneys
Did You Sustain Serious Portfolio Losses While Working Former LPL Financial Broker William Tunink? Contact Our Selling Away Law Firm To Explore Your Legal Options If you are an investor who worked with ex-LPL Financial registered representative William Bernard Tunink (AKA “Bill” Tunink), and you sustained serious investment losses when…
Western Colorado Unsuitability Law Firm
Our Ridgway, CO Securities Law Firm Represents Investors Who Have Suffered Losses Due To Inappropriate Broker Recommendations Throughout Western Colorado, Shepherd Smith Edwards and Kantas (investorlawyers.com) represents retail investors, retirees, accredited investors, institutional investors, high-net-worth investors, and ultra-high-net-worth investors who have sustained serious portfolio losses because their financial advisor recommended…
FINRA Arbitration: How L Bond Fraud Attorneys Target Broker-Dealers for Unsuitable Sales
GWG L Bonds Investors Are Suing Their Broker-Dealers For Their Losses Former GWG Holdings Founder Brad Heppner Is Charged With Securities Fraud Shepherd Smith Edwards and Kantas L Bond Fraud Attorneys (investorlawyers.com) is continuing to represent investors who sustained serious portfolio losses after their broker unsuitably recommended GWG L Bonds. Alternative asset…
Mississippi Failure To Supervise Lawyers Investigate Brokerage Firm Negligence
Mississippi Failure To Supervise Lawyers Our Gulfport, MS Securities Law Firm Represents Investors In Recouping Losses From Brokerage Firms If you are a Mississippi investor who suspects that your portfolio losses may have been enabled or even caused by the lax supervision of your brokerage firm, contact the Gulfport, MS securities law office of…