Shepherd Smith Edwards and Kantas Has Been Fighting for Investor For Over 30 Years If you are an investor who is looking to recover your portfolio losses that may have been caused by broker fraud or negligence, it is important that you retain the services of knowledgeable Securities Fraud Lawyers that…
What Can You Expect When You Hire Our Seasoned Securities Litigation Lawyers? With over 30 years representing investors, Shepherd Smith Edwards and Kantas (investorlawyers.com) offer unparalleled experience in securities litigation while providing personalized attention to each of our clients. We work with retail investors, retirees, accredited investors, wealthy investors, and…
Are You An Investor Who Is A Victim of Unsuitable Investment Recommendations by Your Broker? How Our Skilled Brokerage Firm Arbitration Lawyers Can Help An unsuitable investment is one that is not appropriate for an investor and this can be for a number of many different reasons depending on the customer. The…
Our Seasoned Securities Lawyers Continue to Fight For GWG L Bond Investors Resignations of GWG Holdings CEO and CFO Are Latest Upset To Hit Beleaguered Alternative Asset Firm GWG Holdings, Inc. CEO/President Murray T. Holland and CFO/Treasurer Timothy L. Evans recently resigned as the company’s executives. The two men stepped…
$500M of This Risky Private Placement Investment May Have Been Sold By Brokerage Firms More than two years after the US Securities and Exchange Commission (SEC) announced that it had filed an emergency action against Complete Business Solutions (d/b/a Par Funding), many of those who collectively invested up to $500M…
New Jersey Accuses Real Estate Development Company of Defrauding 1,800 Investors Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) is investigating claims of losses by 1,800 investors. These investors may have been fraudulently sold at least $630M in securities by National Realty Investment Advisors (NRIA) between 2018 and…
Morgan Stanley Broker Thomas Bonds Has Three Investor Claims That Resulted in Settlements Our broker misconduct attorneys are investigating claims of losses involving current and former customers of Morgan Stanley broker Thomas Craig Bonds. According to his BrokerCheck record, the Kirkland, WA financial advisor has one pending customer dispute. In…
Ex-NPB Financial Group Advisor Has Six Disputes On BrokerCheck Record If you suffered losses while working with former NPB Financial Group registered representative Neal Edwin Nakagiri, you might have grounds for a Financial Industry Regulatory Authority (FINRA) arbitration claim to pursue damages from the firm. Nakagiri, who has worked for…
Ex-Centaurus Financial Broker May Have Unsuitably Sold Risky Junk Bonds to Elderly Investors Our GWG Holdings L Bond lawyers are looking into claims of L Bond losses by former customers of Mark John Williams, an ex-Centaurus Financial broker. Williams is currently a Kingswood Capital Partners stockbroker and Financial Gravity Family…
Los Angeles-Based Financial Advisor Allegedly Targeted Customers of Iranian Heritage In an earlier GWG L Bond blog post, our securities attorneys reported we were looking into whether customers of Emerson Equity broker Tony Barouti had suffered losses in these high-yield bonds. In March 2022, investors filed two investor claims seeking…