Is Your Broker Responsible for Your Institutional Investor Fraud Losses? How Our Seasoned Institutional Investment Attorneys Can Help Shepherd Smith Edwards and Kantas (investorlawyers.com) represent institutional investors against their broker-dealers in pursuing damages for losses sustained due to broker negligence or fraud. Determining whether you should sue your brokerage firm…
What Are High-Yield Bonds? Our Skilled Securities Fraud Law Firm Can Help If You Have Suffered Junk Bond Losses High-yield bonds, also known as junk bonds, are non-investment grade bonds. They are usually put out by issuers that have been given a low rating by credit rating agencies and are…
Seasoned GWG L Bond Investor Loss Attorneys Filing Your Own Individual FINRA Lawsuit Maximizes Your Chances for Full Financial Recovery Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing investors who have suffered serious losses in GWG L Bonds against their broker-dealers. Unfortunately, a slew of regional brokerage firms appear to…
Recoup Your GPB Investor Losses in Securities Arbitration If you are an investor who suffered losses in GPB Capital Holdings, you may be able to sue your broker-dealer for unsuitably recommending these private placements that allegedly were part of a more than $1.7B Ponzi scam. Unfortunately, over 17,000 investors, including…
The FINRA Arbitration Process You’ve spoken with an experienced FINRA arbitration law firm that has determined your investor losses are due in part because of broker misconduct or negligence. You’ve decided to retain the services of skilled securities arbitration lawyers to help you sue your broker-dealer and maybe even their…
Northstar Financial Services (Bermuda) Were Unsuitably Recommended to Retirees and Seniors Over the past two years, our experienced investor loss attorneys have been astounded to discover how many US-based brokerage firms committed broker negligence by unsuitably recommending and selling Northstar (Bermuda) investments to foreign nationals seeking a safe haven for…
Filing a FINRA Lawsuit May Help Investors Recoup Private REIT Losses Texas Investor Alleges Unsuitability and Other Broker Misconduct Against Calton and Associates Once again, Shepherd Smith Edwards and Kantas (investorlawyers.com) have filed a Financial Industry Regulatory Authority (FINRA) arbitration claim on behalf of an investor who has suffered losses…
Our Seasoned Securities Lawyers Continue to Fight For GWG L Bond Investors Resignations of GWG Holdings CEO and CFO Are Latest Upset To Hit Beleaguered Alternative Asset Firm GWG Holdings, Inc. CEO/President Murray T. Holland and CFO/Treasurer Timothy L. Evans recently resigned as the company’s executives. The two men stepped…
SSEK Ponzi Fraud Lawyers What Should You Do If You Suffered Losses in This Alleged $110M Investment Fraud? More than 400 investors have suffered losses in the alleged Horizon Private Equity Ponzi Scam involving ex-Oppenheimer & Co. broker John Woods. A few months ago, a Financial Industry Regulatory Authority panel…
Reg D Securities Losses Can Be Caused by Broker Negligence Our Brokerage Firm Arbitration Lawyers Are Investigating Herbert J. Sims (HJ Sims) After Regulation D Offerings Fail Regulation D (Reg D) private placements are private securities offerings. These alternative investments are risky, often illiquid investments and exempt from having to register…