Are You An Investor Who Suffered Losses in Velocis Fund III, LP?

Published on: April 30, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our Investment Loss Recovery Law Firm Is Investigating RBC Capital and Other Brokerage Firms That Sold This Privately-Traded Fund

The Shepherd Smith Edwards and Kantas Investment Loss Recovery Law Firm (investorlawyer.com) is speaking to investors who suffered significant losses in Velocis Fund III. It has come to our attention that there are brokers who may have unsuitably recommended this privately-traded real estate fund to customers while failing to fully apprise them of the risks. Contact our investment loss recovery law firm today if you would like to explore your legal options during a free case evaluation.

What Is Velocis Fund III?

Are You An Investor Who Suffered Losses in Tricolor Holdings?

Published on: January 6, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our Investment Loss Recovery Lawyers Are Investigating

A Manhattan federal grand jury has indicted former Tricolor Holdings executives for fraud. This has further raised concerns for those affected by the now bankrupt subprime auto lender. The Texas-based company provides subprime car loans to low-income buyers that have poor or limited credit. It filed for Chapter 7 liquidation in September after falling into more than $1B in debt.

Shepherd Smith Edwards and Kantas (investorlawyers.com) is investigating investment losses involving Tricolor. Investors who got involved with Tricolor through feeder funds may be affected too.

San Diego Investment Loss Law Firm

Published on: January 6, 2025 | by Shepherd Smith Edwards & Kantas, LLP

San Diego, CA Investment Loss Law Firm

Representing Southern California Investors Against Brokers and Investment Advisers

In recent years, alternative investments have become an attractive draw for investors looking to diversify and expand their portfolios. However, these little-regulated, complex securities can also be high-risk and they are not suitable for every investor. If you are a Southern California investor who sustained losses after your broker or investment adviser unsuitably recommended an alternative investment, Shepherd Smith Edwards and Kantas San Diego Investment Loss Law Firm want to talk to you.

Investor Lawyers

Published on: November 26, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Customers of B Riley Wealth Management Financial Advisor Brian Sterz Filed Investment Loss Recovery Claims. Our Investor Lawyers Are Investigating

Shepherd Smith Edwards and Kantas Investor Lawyers (investorlawyers.com) represents investors who sustained losses involving a B Riley financial advisor. This includes, most recently, a Miami investor who is suing the firm over allegedly unsuitable alternative investment recommendations. This client of ours is seeking up to $500K in damages. We are also working with a retiree who is alleging gross mismanagement and suing for up to $1M.

Our financial advisor fraud lawyers are also investigating claims of investor losses involving former customers of ex-B Riley Wealth Management investment adviser Brian Michael Sterz. A number of them filed claims related to losses involving (OTCMKTS: FMCC), (OTCMKTS: FNMA), and (OTCMKTS: FNMAT).

Investment Loss Recovery Lawyers

Published on: October 16, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Did Your Broker Unsuitably Recommend Hatteras Investment Partners Funds? Shepherd Smith Edwards and Kantas Investment Loss Recovery Lawyers Are Investigating Broker-Dealers For Negligence

If you suffered losses in a Hatteras Investment Partners Fund, Shepherd Smith Edwards and Kantas Investment Loss Recovery Lawyers (investorlawyers.com) want to talk to you. We have reason to believe that broker-dealers may have unsuitably recommended the following to investors:

Hatteras Core Alternatives TEI Fund

CYES Investor Loss Lawyers

Published on: October 3, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Merrill Lynch and Harvest Volatility Management To Pay $9.3M Over CYES Strategy

SEC Alleges That Investors Ended Up Losing Money and Paid Higher Fees

According to the US Securities and Exchange Commission (SEC), Merrill Lynch and Harvest Volatility Management have consented to pay a combined $9.3M penalties and disgorgement to settle charges accusing both firms of exceeding client investment limits when employing the Collateral Yield Enhancement Strategy (CYES). This purportedly cost customers to pay higher fees and suffer investment losses.

GWG Investment Loss Recovery Lawyers

Published on: May 23, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Texas Couple Sues Independent Financial Group Over GWG L Bond Losses. Our GWG Investment Loss Recovery Lawyers Are Representing These Claimants In Their Six-Figure FINRA Lawsuit

Another two investors who suffered serious losses in GWG Holdings are filing a broker-dealer misconduct case. The claimants, two Texas investors, are seeking up to $500K in damages from Independent Financial Group. Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing this older couple. From the start, they had made it clear to their broker that, given their ages, they did not want to take on any undue risks.

Despite their wishes, then-Independent Financial Group broker Justin Kyle McIntyre allegedly unsuitably recommended GWG L Bonds, which are illiquid junk bonds, as well as other illiquid non-traded products to them. These investments tend to pay financial advisors huge commissions but they are rarely in their customers’ best interests.

Alternative Investment Loss Attorneys

Published on: May 19, 2024 | by Shepherd Smith Edwards & Kantas, LLP

New Jersey Widow Sues Cambridge Investment Research Over Alternative Investment Losses

Elderly Investor Seeks Up to $500K For LJM Preservation and Growth Fund, FS Energy & Power Fund, Highlands REIT, InvenTrust PPTYS, and Other Losses

If you suffered losses in alternative investments that were recommended by your financial advisor, contact the Shepherd Smith Edwards and Kantas Alternative Investment Loss Attorneys (investorlawyers.com) today. These high-risk, illiquid investments are unsuitable for many conservative and elderly retirees. Yet, many brokers continue to market and sell them to these investors in order to earn high commissions.

Investment Loss Recovery Lawyer

Published on: February 7, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Did Former Dempsey Lord Smith Broker Arni Diamond Sell You GWG L Bonds?

Our Skilled Investment Investment Loss Recovery Lawyer Team Wants To Talk To You

Shepherd Smith Edwards and Kantas (investorlawyers.com) are continuing to investigate claims of losses by those who worked with former financial advisor Arni Jay Diamond. Temporarily suspended by the Financial Industry Regulatory Authority (FINRA) for allegedly unsuitably recommending speculative alternative investments, including limited partnerships, to two older investors, Diamond is a previously registered broker and investment adviser. He also has been licensed to sell insurance products in Florida under his company The Diamond Group.

Northstar Bermuda Loss Attorneys

Published on: February 1, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Chinese Investors File Northstar (Bermuda) Lawsuit For Over $5 Million Against Cetera.

Our Northstar Bermuda Loss Attorneys Represent Foreign Nationals in The US and Abroad Against Broker-Dealers

In our latest Northstar Financial Services (Bermuda) loss lawsuit against Cetera Investment Services, Shepherd Smith Edwards and Kantas (investorlawyers.com) are representing two Chinese citizens, one living in the US and one abroad, in their more than $5M annuity loss claim that was brought in Financial Industry Regulatory Authority (FINRA) arbitration.