Current Investigations

Recovering From Broker Fraud: Your Claim with Experienced Selling Away Attorneys

Published on: December 1, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Did You Sustain Serious Portfolio Losses While Working Former LPL Financial Broker William Tunink?

Contact Our Selling Away Law Firm To Explore Your Legal Options

If you are an investor who worked with ex-LPL Financial registered representative William Bernard Tunink (AKA “Bill” Tunink), and you sustained serious investment losses when he was your financial advisor, please contact Shepherd Smith Edwards and Kantas Selling Away Attorneys (investorlawyers.com) today.

Western Colorado Unsuitability Law Firm

Published on: December 1, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Our Ridgway, CO Securities Law Firm Represents Investors Who Have Suffered Losses Due To Inappropriate Broker Recommendations

Throughout Western Colorado, Shepherd Smith Edwards and Kantas (investorlawyers.com) represents retail investors, retirees, accredited investors, institutional investors, high-net-worth investors, and ultra-high-net-worth investors who have sustained serious portfolio losses because their financial advisor recommended a product, trade, or strategy that was unsuitable. Unsuitability is a serious problem in the brokerage industry and one of the most common reasons that investors end up suing their financial advisor and the brokerage firm of record for damages.

Over the decades, our Ridgway, CO unsuitability attorneys have helped thousands of investors to secure settlements and awards from broker-dealers.

FINRA Arbitration: How L Bond Fraud Attorneys Target Broker-Dealers for Unsuitable Sales

Published on: December 1, 2025 | by Shepherd Smith Edwards & Kantas, LLP

GWG L Bonds Investors Are Suing Their Broker-Dealers For Their Losses

Former GWG Holdings Founder Brad Heppner Is Charged With Securities Fraud

Shepherd Smith Edwards and Kantas L Bond Fraud Attorneys (investorlawyers.com) is continuing to represent investors who sustained serious portfolio losses after their broker unsuitably recommended GWG L Bonds. Alternative asset firm GWG Holdings, which filed for bankruptcy in 2022, is accused of running a more than $1.6B Ponzi scam.

Mississippi Failure To Supervise Lawyers Investigate Brokerage Firm Negligence

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Mississippi Failure To Supervise Lawyers

Our Gulfport, MS Securities Law Firm Represents Investors In Recouping Losses From Brokerage Firms

If you are a Mississippi investor who suspects that your portfolio losses may have been enabled or even caused by the lax supervision of your brokerage firm, contact the Gulfport, MS securities law office of Shepherd Smith Edwards and Kantas (investorlawyers.com) today. Unfortunately, the failure to supervise by a broker-dealer is an all too common occurrence.

Our Regulation D Private Placement Recovery Attorneys Are Representing Claimant

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Inspired Healthcare Capital Investor From Mississippi Sues Great Point Capital

Our Regulation D Private Placement Recovery Attorneys Are Representing This Claimant

Shepherd Smith Edwards and Kantas (investorlawyers.com) has filed a Financial Industry Regulatory Authority (FINRA) lawsuit on behalf of a Mississippi investor against brokerage firm Great Point Capital. Our Client sustained substantial losses in Inspired Healthcare Capital (IHC) and its Fund V. He is now suing for up to six figures in damages for his portfolio losses.

Texas Broker Fraud Law Firm Investigates Former Ameriprise Advisor Eric Dupre

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Did You Suffer Serious Investment Losses While Working With Former Ameriprise Broker Eric Dupre?

Shepherd Smith Edwards and Kantas Is Investigating This ex-San Antonio, TX, Financial Advisor Over Fraud Allegations, Including Elder Financial Abuse

If you are an investor who suffered suspect portfolio losses while working with then-Ameriprise registered representative Eric Anthony Dupre, please contact our Texas securities law firm of Shepherd Smith Edwards and Kantas (investorlawyers.com) today. We can help you assess whether you have grounds for an investment loss recovery claim.

Law Firm Investigates Webull Financial Pump-and-Dump Scam

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Continues To Investigate Webull Financial Over Alleged Third-Party Pump-and-Dump Scam

We Are Representing Customers of This Broker-Dealer Whose Accounts Were Breached

If you are someone who suffered losses in the alleged pump-and-dump scheme involving your Webull Financial account that may have been breached, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today.

Inspired Healthcare Capital Losses Sue Emerson Equity Over DST Losses

Published on: November 20, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Inspired Healthcare Capital Investors From California Sue Emerson Equity For DST Losses

Retiree Couple Is Pursuing Up to $500,000 in Damages From Broker-Dealer

Shepherd Smith Edwards and Kantas (investorlawyers.com) has filed another six-figure Inspired Healthcare Capital (IHC) recovery claim in FINRA arbitration against Emerson Equity. This time, the claimants are two senior investors from Livermore, CA. Also, Respondents in the investor lawsuit are Emerson Equity control person Dominic Julio Baldini and Emerson Equity broker Adam Ross Shipley.

Delaware Statutory Trust Law Firm: Seeking $5M for Investor Losses in IHC DSTs and Montego Minerals

Published on: November 17, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Florida Investor Files 7-Figure Inspired Healthcare Capital Fraud Lawsuit Against Emerson Equity

Claimant Is Suing For Up to $5,000,000 in a FINRA Arbitration Case

The Shepherd Smith Edwards and Kantas Delaware Statutory Trust Law Firm (investorlawyers.com) is representing a St. Petersburg, FL Claimant against Emerson Equity and its registered representatives, Dominic Julio Baldini and Dan Laurence Werry.

California Retiree Files Six-Figure Alternative Investment Loss Lawsuit

Published on: November 17, 2025 | by Shepherd Smith Edwards & Kantas, LLP

This Investor Sustained Losses in Buckingham DST and Shopoff REIT

The Shepherd Smith Edwards and Kantas Alternative Investment Loss Law Firm (investorlawyers.com) has filed an investment loss recovery claim against Emerson Equity on behalf of an investor who we believe was unsuitably recommended too risky products, including Shopoff REIT and Buckhingham DST.

This six-figure alternative investment loss case is for a California retiree who entrusted a good portion of her retirement savings to the broker-dealer. Now, she is alleging the unsuitable recommendation of high-risk investments that were especially bad for her, given she had IRA accounts in which losses can’t be written off.