Financial Firms

Inspired Healthcare Capital Loss Lawyers Represent Colorado Retiree in FINRA Arbitration

Published on: September 30, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Colorado Retiree Sues Great Point Capital For Up to $1M After Suffering Inspired Healthcare Capital Losses. Our DST Loss Attorneys Are Representing This Claimant in FINRA Arbitration

Shepherd Smith Edwards and Kantas DST Loss Attorneys (investorlawyers.com) are helping investors whose brokers unsuitably marketed and sold them Delaware Statutory Trusts (DSTs) from Inspired Healthcare Capital (IHC).

Our latest investment loss recovery case involves a Denver investor whose Great Point Capital broker Robert Lee Boggess allegedly overconcentrated her account with these risky private placements. In her FINRA lawsuit, this retiree is suing the broker-dealer for up to $1,000,000. Boggess is not a respondent in the case.

Shepherd Smith Edwards and Kantas Investigates Versity Investment Lawsuit

Published on: September 30, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Investigates Alleged $56M Versity Investment (NKA) Crew Enterprises Fraud

Contact Us Today If Your Broker-Dealer Sold You This Regulation D Offering

If you are an investor who has suffered losses in any of the alternative investments offered by Crew Enterprises (FKA) Versity Investments, Shepherd Smith Edwards and Kantas (investorlawyers.com) wants to talk to you. The alternative asset firm, CEO/CO-Founder Blake Wettengel, and COO/Co-Founder Tanya Muro are defendants in a more than $56M investment fraud lawsuit.

Inspired Healthcare Capital Lawsuit

Published on: September 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Inspired Healthcare Capital Investors Sue KCD Financial and Three of its Brokers For Up to $5,000,000 in Damages

Shepherd Smith Edwards and Kantas Is Representing This Elderly Retiree Couple

In their Inspired Healthcare Capital lawsuit, two senior investors are accusing KCD Financial and its Wisconsin brokers, Joel Reid Blumenschein, David Scott Wilson, and Bret Michael Frum, of the losses sustained in risky, illiquid IHC Delaware Statutory Trusts (DSTs).

I’m An IHC Investor. Should I Join Emerson Equity’s TRO Efforts?

Published on: September 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

I’m An IHC Investor. Should I Join Emerson Equity’s TRO Efforts?

Shepherd Smith Edwards and Kantas Represents Inspired Healthcare Capital Investors Against Emerson Equity

If you are an Inspired Healthcare Capital (IHC) investor whose Emerson Equity broker marketed and sold you investments in this private equity firm that invests in senior housing properties, Shepherd Smith and Kantas (investorlawyers.com) would like to talk to you.

Shepherd Smith Edwards and Kantas Continues To Investigate the Easterly ROCMuni Lawsuit

Published on: September 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Continues To Investigate Easterly ROCMuni Lawsuit High Income Fund Losses

If Your Broker-Dealer Sold You Shares in This Speculative, Too Risky Fund, Contact Us Today

For investors who suffered portfolio losses because their accounts held Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMVHX) shares, contact Shepherd Smith Edwards and Kantas (investorlawyers.com). This junk bond fund, misrepresented as a municipal bond fund, has been losing money over the past year. But it was a fire sale in June that led to its downfall. Many millions of dollars were lost. Once holding $300M in assets last October, it now has less than $25M in assets. Its share price has plunged to under $3/share, whereas a year ago it was at $7.35/share.

Our Broker-Dealer Negligence Lawyers Are Representing Three Claimants in Their Webull Financial FINRA Lawsuit

Published on: September 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Investors Sue Webull Financial for Up To $5,000,000 Over Pump and Dump Losses Involving Third-Party Hacker That Accessed Their Brokerage Accounts

Our Broker-Dealer Negligence Lawyers Are Representing These Three Claimants in Their FINRA Lawsuit

Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing more Claimants in suing Webull Financial over losses they sustained after an unknown party managed to hack into their accounts and defraud them in an alleged pump and dump scam involving the newly issued foreign penny stock of Ten-League International Holdings Ltd. (TLIH). The three investors are suing Webull for up to $5,000,000 in damages.

Inspired Healthcare Capital Lawsuit

Published on: September 17, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Inspired Healthcare Capital Investors Sue LightPath Capital & Broker Paul Getty For Up To $1,000,000

Our Private Placement Loss Attorneys Are Representing This California Couple In FINRA Arbitration

Two retirees have filed an investment loss recovery claim over losses they sustained in Inspired Healthcare Capital (IHC) against LightPath Capital and its former financial advisor, Paul Getty. The claimants contend that they were unsuitably concentrated in IHC Delaware Statutory Trusts (DSTs) and Real Estate Investment Trusts (REITs). They suffered significant portfolio losses and are now suing for up to $1M in damages. Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing these investors in their FINRA lawsuit.

Northstar Bermuda Fraud Attorneys

Published on: August 25, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Japanese Investors File Multimillion-Dollar Northstar (Bermuda) Lawsuit Against Bankoh Investment Services

Broker Yoko Farias Is Also A Respondent In This Investment Loss Recovery Claim

Once again, Shepherd Smith Edwards and Kantas Northstar Bermuda Fraud Attorneys (investorlawyers.com) are suing Bankoh Investment Services and its former stockbroker, Yoko Farias, in Hawaii on behalf of Japanese investors who sustained losses in Northstar Financial Services (Bermuda). In their FINRA arbitration case, the claimants are seeking up to $5,000,000 in damages.

GWG L Bond Attorneys

Published on: August 25, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Thousands of GWG Holdings Bondholders Are Still Waiting To Get Their Money Back. Contact our GWG L Bond Attorneys

If you are a GWG Holdings investor and are waiting to recoup your losses, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) so we can help you explore your legal options. Approximately 27,000 investors were sold this high-risk junk bond from an alternative asset firm that has since filed for bankruptcy. Now, many have been left wondering how they can get their money back.

Earlier this year, the GWG L bond investors who bought $1.6M in these supposed life settlement-backed bonds were offered pennies on the dollar in a proposal by Beneficient. That illiquid alternative investment platform offered to pay $50.5M to settle claims over lawsuits submitted in federal court. This would equate to a little over 3 cents for every dollar. It is not enough.

Northstar Bermuda Fraud Attorneys

Published on: August 25, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Spanish Citizen Sues Osaic Institutions (FKA Infinex Investments) Over Northstar (Bermuda) Losses. Our Northstar Bermuda Fraud Attorneys Are Representing This Claimant in Their Six-Figure Lawsuit

A Spanish retiree is seeking up to $500K in damages from Osaic Institutions (FKA Infinex Investments) for losses he sustained in Northstar Financial Services (Bermuda). Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing this international investor in FINRA arbitration.

The claimant, who lives in Spain, had an account with Grove Bank & Trust (Formerly known as Coconut Grove Bank) in Florida. This investor was introduced to his then-Infinex Investments broker Alvaro Mauricio Jiron, through the bank. Our client contends that Jiron indicated there was a better way to manage his life savings than to keep them in bank CDs.