Articles Posted in Regulation Best Interest Lawyers

Representing Texas Investors Whose Brokers Disregarded Their Best Interests And Caused Them Unnecessary Portfolio Losses

From our Dallas, TX securities law office, Shepherd Smith Edwards and Kantas (investorlawyers.com) represents Lone Star State investors against broker-dealers and investment advisers who sustained serious losses because their financial advisor violated Regulation Best Interest (REG BI) when working with them. This is not the kind of legal claim you want to pursue without seasoned Texas REG BI interest attorneys fighting for you.

What Is Regulation Best Interest And How Is It Supposed To Protect Retail Investors in Texas?