Easterly ROCMUni Fund Attorneys

To All Easterly ROCMuni High Income Fund Investors: The Time To Explore Your Legal Options Is Now!

Shepherd Smith Edwards and Kantas Easterly ROCMuni Fund Attorneys Continue to Investigate Stifel, Osaic Wealth, and Other Broker-Dealers Over Investment Losses

Over the last few months, our Easterly ROCMuni High Income Fund recovery attorneys have been filing six- and seven-figure FINRA arbitration claims on behalf of investors whose brokers unsuitably marketed and sold this speculative, high-risk junk fund that was misrepresented as a municipal bond fund. We are also continuing to speak with more investors who suffered losses in the Easterly Fund (RMJAX, RMHIX, and RMHVX). If you are someone who wants to explore whether you have grounds for a financial recovery lawsuit, contact the Easterly ROCMuni Fund Attorneys of Shepherd Smith Edwards and Kantas (investorlawyers.com.)

The Easterly ROCMuni fund had been losing money over the last year, but it was the massive fire sale in June 2025 that caused its assets to really plunge in value. Holding about $300M in assets and trading at around $7.35/share in October 2024, by the end of June 2025, its assets were down to $25M. The Fund’s year-to-date performance went down to -57.34%. During the fire sale, it lost nearly $50M to $100M in one day.

The Easterly Fund’s share price is now at around $2.18/share.

Why Might You Be Able To Go After Your Broker For Your Easterly Fund Losses?

While a lot of investors attempted to flee the Easterly fund, for many of them those efforts were too little too late leaving them with serious inventor losses. Many of the Easterly ROCMuni High Income Fund investors we are representing were sold this risky junk bond by Stifel, Nicolaus & Co and Osaic Wealth. We are also investigating other brokerage firms that may have unsuitably sold this investment to customers who are now saying they were blindsided by the risks of which they were never fully apprised.

We Are Trusted Easterly ROCMuni Fund Attorneys

When you work with us, you are retaining a seasoned securities law firm that is well-versed in why this junk bond investment failed and the reasons that your financial advisor may owe you damages for your losses. Already, we have filed Easterly ROCMuni recovery lawsuits alleging misrepresentations, omissions, negligence, gross negligence, a failure to supervise, and other broker misconduct.

If we decide to work together, you will become part of our unit of Easterly ROCMuni loss lawsuits against that broker-dealer. Trust us when we tell you that it only benefits your investor loss claim to be represented by an investment loss recovery firm that is already dealing with multiple claims against a financial firm over the same product and knows what happened. With over 100 years of collective experience in securities law and the securities industry, Shepherd Smith Edwards and Kantas provides skilled representation and personalized attention. We have helped thousands of investors to collectively recoup many millions of dollars against brokerage firms and investment advisers.

Contact our skilled Easterly ROCMuni Fund Attorneys at (800) 259-9010 or fill out this online form today for your free case consultation.