San Francisco Financial Advisor Fraud Lawyers

San Francisco Financial Advisor Fraud Lawyers of SSEK are Representing SF Bay Area Investors In Recouping Their Portfolio Losses

Shepherd Smith Edwards and Kantas (investorlawyers.com) is pleased to announce that we have recently opened a securities law office in San Francisco. With our other California branch office in San Diego, we continue to solidify our presence as a premier financial advisor fraud law firm representing clients all over the state.

Our San Francisco Financial Advisor Fraud Lawyers are conveniently located in the city’s financial district, and we represent retail investors, retirees, accredited investors, high-net-worth individual investors, and institutional clients throughout the region. Not only that, but we have provided quality investment loss recovery representation to US investors, as well as foreign nationals, with claims against US-based brokerage firms for over 30 years.

What Is Financial Advisor Fraud?

This is a term that can encompass many kinds of broker misconduct even if there wasn’t malicious intent involved. There are also types of fraudulent behaviors committed to purposely cause financial harm to investors.

Our San Francisco Financial Advisor Fraud Lawyers have experience in handling investor loss claims involving the following:

Unsuitable investment recommendations
Misrepresentations and omissions
Concentration
Breach of fiduciary duty
Due diligence failures
Supervisory failures
Selling away
Unauthorized trading
Excessive trading (churning)
Ponzi scams
Affinity fraud
Unregistered securities sales
Conflicts of interest
Elder financial abuse
Misappropriation
Breach of contract
Negligence
Gross negligence
Much more.

We know how devastating it can be to suffer serious investment losses, especially at the hands of the financial advisor and the firm that you entrusted to manage your portfolio. This is why we are committed to providing quality securities law representation along with customized personal attention.

When you hire Shepherd Smith Edwards and Kantas, you aren’t just retaining one of our San Francisco Financial Advisor Fraud Lawyers. You will be working with all of our San Francisco financial advisor fraud lawyers and legal assistants, as well as any consultants and other key team members needed to build you the most solid investment loss claim possible. We want to maximize your chances for a full financial recovery.

Key Facts To Know About Your San Francisco, CA Financial Advisor Fraud Lawsuit

You definitely don’t want to try to resolve this dispute on your own by dealing directly with your financial advisor. Most brokerage firms and investment advisers will not easily admit to wrongdoing or negligence because they could then be liable to you.

This is not the kind of legal claim you want to pursue without veteran securities lawyers by your side.

Because you signed a predispute arbitration clause, your case will likely have to be brought in FINRA arbitration. We have successfully provided zealous representation to investors in this legal forum, as well as in mediation and in court.

70%-80% of securities arbitration cases are resolved via settlement and mutual agreement. Those that aren’t end up making their way through the entire arbitration process.

If you do win your San Francisco financial advisor case in arbitration, the financial firm or registered representative that you sued will have 30 days from when the arbitration panel announced the award distribution to pay you. If the firm fails to make this deadline—unless the respondent sought to overturn the award—then FINRA will suspend the delinquent party.

Guarantee of “winning” any legal case is never a given. It is dependent on the quality of the claim, the severity of the financial advisor fraud, the nature of the damages, who the arbitrators are, the experience of your legal counsel, and more. This is why who you end up hiring to represent you is so important.

What Makes Our San Francisco Financial Advisor Negligence Law Firm Stand Out

With over a hundred years’ worth of combined experience in securities law and the securities industry, we have the skills, manpower, resources, and knowledge to take on even the largest firms, whether in the San Francisco financial district or on Wall Street. We also represent many clients against regional brokerage firms and independent broker-dealers all over the US.

More than 90% of our clients have received full or partial financial recovery with our help. Also, because we work on a contingency basis, you will only pay for our services if we secure an award or settlement from you. The funds would come from what you receive and not directly out of your own pocket.

How To Contact Us:

Call (415) 287-0877 or (800) 259-9010 or contact us online.

Our San Francisco Financial Advisor Fraud Lawyers Law Office:

1 Embarcadero Ctr #500
San Francisco, CA 94111