Articles Tagged with Broker Misappropriation

Are You The Victim of Broker Misappropriation?

Financial Advisor Theft Isn’t Just A Crime It May Be Grounds for Filing a Securities Fraud Lawsuit

For more than three decades, Shepherd Smith Edward and Kantas (investorlawyers.com) has represented investors against the bad brokers who have stolen their money and the broker-dealers who failed to stop or prevent this type of securities fraud from happening. Unfortunately, stockbroker misappropriation happens and is even committed by registered representatives from reputable financial firms.

When Broker Misappropriation Leads to Investor Losses

Ex-Aegis Capital Financial Advisor Surage Roshan Perera Allegedly Stole $4M From Investor

If you are an investor who suffered losses while working with former Aegis Capital broker Surage Roshan Perera, Shepherd Smith Edwards and Kantas (investorlawyers.com) would like to talk to you. Our skilled broker misconduct attorneys have been investigating current and former registered representatives from that brokerage firm for some time, most recently related to their sale of GWG L Bonds to investors. GWG Holdings is now accused of operating a more than $1.6B Ponzi scam.