Articles Tagged with Chicago Failure To Supervise Law Firm

We Represent Illinois Investors In Recouping Losses From Broker-Dealers and Investment Advisers

From our Chicago securities law office, Shepherd Smith Edwards and Kantas (investorlawyers.com) works with investors throughout the Prairie State in holding brokerage firms and investment advisers liable because they did not properly supervise their brokers and activities in customers’ accounts. Established in 1990, we are a seasoned Illinois investment loss recovery law firm.

Many of us used to be financial advisors who quit that industry because we did not like how a lot of our former colleagues treated their customers. Their bad practices and careless behaviors resulted in significant losses for many. It is why we do what we do now, which is to hold brokerage firms liable for their lax supervision and other negligent practices.