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Shepherd Smith Edwards and Kantas Is Representing These Claimants in FINRA Arbitration
Illinois Couple Files Six-Figure Easterly ROCMuni High Income Fund Lawsuit Against Stifel
Shepherd Smith Edwards and Kantas Is Representing These Claimants in FINRA Arbitration
A semi-retired couple in their sixties is suing Stifel, Nicolaus & Co. for up to $500,000 over investment losses they sustained in the Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMVHX). These investors worked with Stifel broker John Eric Suess, who is not a respondent in this securities fraud lawsuit.