Articles Tagged with First Republic Securities

Customer Seeks $1M Over Harvest Volatility Management, Put Writing Strategy 

Matthew Donald Babrick and James W. Wilcox, both First Republic Securities stockbrokers, have been named in a $1M Financial Industry Regulatory Authority (FINRA) arbitration claim against the firm over alleged losses from the Harvest Volatility Management Put Writing Strategy (Harvest PWS). 

Wilcox, who is based out of Jackson, Wyoming, and Babrick, who is in Los Angeles, California, are also registered investment advisors with First Republic Investment Management, Inc.