Articles Tagged with Frank Lucien Van Houten

Claimant Worked With Ex-Raymond James Broker Frank Van Houten Through UNFCU 

An investor from the Caribbean has filed a six-figure Financial Industry Regulatory Authority (FINRA) arbitration claim against Raymond James Financial Services over investment losses he sustained. 

One of Raymond James’ former brokers, Frank Lucien Van Houten, unsuitably recommended and sold Northstar Financial Services (Bermuda) products to the investor. This caused the customer to suffer a six-figure loss that he is now seeking to recover.

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