Articles Tagged with Municipal Bond Fraud Lawyers

Denver, CO Retiree Sues Stifel, Nicolaus & Co Over Easterly ROCMuni  High Income Fund Losses. Our Municipal Bond Fraud Lawyers Are Representing Investors Against This Broker-Dealer

A Colorado retiree is suing Stifel, Nicolaus & Co. for up to $500K over losses he sustained in Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMVHX), which was formerly Principal Street High Income Fund. The claimant, who is an elderly individual, contends that his account was overconcentrated with the  Easterly Fund.

He is alleging unsuitability, misrepresentations and omissions, unsuitable investment recommendations, negligence, gross negligence, breach of fiduciary duty, breach of contract, failure to supervise, and more. Shepherd Smith Edwards and Kantas Municipal Bond Fraud Lawyers (investorlawyers.com) are representing this investor and others in their FINRA lawsuits against Stifel and the other brokerage firms that sold this fund.