Articles Tagged with San Francisco Unsuitability Attorneys

Our San Francisco Unsuitability Attorneys are Representing Investors Throughout the SF Bay Area and Northern California Against Broker-Dealers

For many investors who decide to hire a financial advisor, it is because they need a professional to help make sound investing choices that are appropriate for them given their investment profile: this may include their financial goals, level of investing experience, age, liquidity needs, tax status, investment objectives, financial situation, the makeup of the rest of their portfolio risk tolerance level, investment time horizon, and more.

Unfortunately, there are brokers that will disregard their obligation to only make suitable investment recommendations to their customers, whether due to ignorance, fraud, negligence,/or the lure of the higher commissions they can earn. This is called unsuitability and is one of the more common causes of unnecessary investment losses.