Articles Tagged with Selling Away Attorneys

Did You Sustain Serious Portfolio Losses While Working Former LPL Financial Broker William Tunink?

Contact Our Selling Away Law Firm To Explore Your Legal Options

If you are an investor who worked with ex-LPL Financial registered representative William Bernard Tunink (AKA “Bill” Tunink), and you sustained serious investment losses when he was your financial advisor, please contact Shepherd Smith Edwards and Kantas Selling Away Attorneys (investorlawyers.com) today.

Our Selling Away Attorneys Represent Investors In Recouping Your Losses

If you sustained investment losses and wondering whether broker misconduct or negligence played a part, contact Shepherd Smith Edwards and Kantas Selling Away Attorneys (investorlawyers.com) today. We have been representing US investors for more than 30 years against broker-dealer and investment advisers.

One type of stockbroker fraud that happens is called selling away. That is the term given to when a financial advisor sells a security that their firm has not vetted and approved to a client. This can be highly risky for the investor because this means that the brokerage firm has not done the necessary due diligence to ensure the investment’s legitimacy, safety, and compliance. This could expose the customer to potential fraud and loss.