The Apple REIT (real estate investment trust) line, of which the firm was the sole underwriter, also was the subject of many investor fraud claims alleging unsuitable investment recommendations that led to significant losses.

The other two are Energy 11, LP and Energy Resources 12, LP , which are both non-traded real estate investment trusts (non-traded REITs). Spirit of America Energy Fund (SOAEX) is one of six mutual funds from Spirit of America Investment ...

Examples of Non-Traded Securities Non-traded securities include several of the following types of securities and long-term investments: Non-traded Real Estate Investment Trusts (REITs) Non-traded Business Development Companies (BDCs) Non-traded Collateralized Loan Obligations (CLOs) Falling under these investment categories specifically include ...

Run similarly to non-traded real estate investment trusts (REITs), BDCs will pool investors’ money and use that cash as capital to invest in other businesses. Most BDCs invest in private companies and also smaller, public ones with low trading volumes.

Formerly called American Realty Capital Hospitality Trust (or ARC Hospitality Trust), this publicly registered non-traded real estate investment trust ( non-traded REIT ) is also known as HIT REIT. Owning Hilton, Marriott, and Hyatt hotel properties in the United States, ...

The Three KBS REITs KBS Growth & Income Established in January 2015, KBS Capital Markets Group publicly registered this non-traded REIT raising $80M in public and private offerings. August 2020: KBS Growth & Income terminated its distribution reinvestment plan to ...

Established in 2016, Highlands REIT is a Chicago-based non-traded real estate investment trust (non-traded REIT) that was set up to house nearly all of the non-core assets of InvenTrust Corp., which is another non-traded REIT (formerly known as Inland American ...

September 2015: LPL Unsuitably Sold Non-Traded REITs Another fine over supervisory violations, this one involved LPL’s sale of non-traded real estate investment trusts (non-traded REITs). The independent brokerage firm not only paid a $1.43M fine, but also it consented to ...

Video Summary: Partner Kirk Smith explains why a private or non-traded REIT is likely not suitable for your portfolio. Video Transcript: Are you an investor and have suffered financial losses through investments in illiquid non-traded REITs. Did a broker or ...

SSEK Law Firm Files GWG Holdings Investor Claims Against Centaurus Financial Over the years, Centaurus Financial has paid millions over claims brought by customers for losses involving real estate investment trusts (REITs), hedge funds, annuities, private equities, private placements, and ...