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Search Results: REIT
Results 200-210 of about 253
Date: July 6, 2014
Non-Traded REITs, Structured Products, and Private Placements Remain Under Regulator Scrutiny
Date: May 23, 2014
The proposed change to NASD Rule 2340, if approved by the SEC, would no longer allow brokerage firms to list a nontraded REIT’s per-share value at the common price of $10, which is the price that they are sold to ...
Date: May 15, 2014
Earlier their year, Inland American announced to shareholders that it would become a self-managed REIT. Inland American is one of the big REITs that experienced a swift drop in valuation when the real estate market crashed in ’07-’08.
Date: April 11, 2014
(Also, many investors may not be aware of this but as of the end of last year, David Lerner Associates, the privately held broker-dealer that was the exclusive distributor of the troubled Apple non-traded REITs had invested in a big ...
Date: March 24, 2014
The Pennsylvania Department of Banking and Securities is looking into the sales of nontraded REITs by Securities America employees. Ladenburg Thalmann & Co.
Date: March 18, 2014
The rule would require that investors be given more accurate data about the valuation of direct participation programs and non-traded REITs. This should provide investors with a more accurate picture of how much it costs to buy non-traded REIT shares.
Date: February 25, 2014
FINRA claims that from January 2008 to December 2012 Berthel Fisher had inadequate written procedures and supervisory systems to deal with the sale of alternative investment products, such as managed futures, non-traded REITs, oil and gas programs, managed futures, business ...
Date: February 13, 2014
Per FINRA documents, the investments were made in REITS offered by Inland American Real Estate Trust Inc. and they were non-tradable. Inland Real Estate Trust Inc. is one of the biggest non-traded REITs with over $11 billion in assets.
Date: January 3, 2014
FINRA to Go After Rogue Brokers, & Includes REITs, Municipal Bonds, & Frontier Markets Among Its Enforcement Priorities for 2014
Date: December 27, 2013
He did this by overconcentrating clients’ assets in illiquid securities, including REITs. Chackman is also accused of falsifying LPL documents to avoid firm supervision and making the broker-dealer’s records and books inaccurate because he turned in purchase forms misrepresenting clients’ ...
