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Search Results: Stifel
Results 10-20 of about 65
Date: April 2, 2025
FINRA Arbitration Panel Orders Stifel Financial To Pay $132.5M to Claimants Over Structured Note Losses This Is The Latest Investment Award Involving Customers of Star Stifel Broker Chuck Roberts In what is being called the largest retail investor arbitration award, ...
Date: January 6, 2025
Shepherd Smith Edwards and Kantas structured product loss attorneys continue to investigate structured product losses involving Stifel Broker Chuck Roberts.
Date: October 16, 2024
Stifel Nicolaus Ordered To More Than $14M in Damages, Including $9M in Punitive Damages, Over Structured Note Losses Claimants Are Former Clients of Stifel Stockbroker Chuck Roberts A Financial Industry Regulatory Authority ( FINRA ) arbitration panel has ordered Stifel, ...
Date: September 5, 2024
Are You An Investor Who Suffered Losses While Working With Stifel, Nicolaus & Co. Broker Chuck Roberts? There Is Still Time To Explore Your Legal Options.
Date: July 23, 2024
Ex-Customers of Stifel, Nicolaus Broker Chuck Roberts Are Suing For $41.2M.
Date: February 1, 2024
INVESTOR ALERT: Clients of Stifel Nicolaus Financial Advisor Chuck Roberts File $38,100,000 In Broker Fraud Lawsuits.
Date: August 8, 2023
Shepherd Smith Edwards and Kantas Structured Product Loss Attorneys Investigates Stifel Nicolaus Broker Chuck Roberts Over Structured Note Sales Customers of Miami Beach Financial Advisor File $23.5M in Investor Loss Lawsuits Our seasoned broker fraud attorneys are looking into claims ...
Date: May 15, 2023
Did You Work With Ex-Stifel Nicolaus Broker Joseph Crespi and Suffer Investment Losses?
Date: May 24, 2022
In late 2021, Turner and his wife joined Stifel, Nicolaus, & Co. She is still with that firm, although Robert left after just several months in early 2022. While at UBS Financial Services, they reportedly oversaw $900M in customer assets ...
