While the US Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), the California Department of Corporations (DOC), and even prosecutors can investigate your allegations against a brokerage firm or investment adviser, if you want to maximize your ...

SSEK Law Firm has helped thousands of investors to recover their financial losses and other damages. Pursuing a claim to recover losses and damages caused by an investment advisor, broker fraud, or negligence can be challenging. This type of case ...

In other instances, the fraudster may be a broker or a financial adviser. This is someone with a fiduciary duty to act in the elder investor's best interests and whose job is to properly oversee and invest the customer's individual ...

At SSEK Law Firm, our skilled retirement losses attorneys and investment loss lawyers have been fighting for investors for over 30 years, and most of the clients we have worked with have received total or partial financial or investor recovery ...

About Centaurus Financial Centaurus Financial, Inc. is an independent national broker-dealer with its main office in Anaheim, California. This firm services over 18,000 customers throughout the United States. It is also a registered investment advisor. Centaurus became a full-service broker-dealer ...

Today I'm going to talk about a serious issue Elder Financial abuse. So, what is Elder Financial abuse? Elder Financial abuse is the illegal or improper use of an Elders money or property. It can take many forms including theft ...