Shepherd Smith Edwards & Kantas, LLP Home
We Fight for Investors Cheated by Wall Street
Contact Us Now 
Investment & Securities Fraud Lawyers Website
Search Results: misrepresentations
Results 20-30 of about 79
If the information in that prospectus is incorrect, then of course it's been a misrepresentation and the offering of the document.
Video Summary: A whistleblower who will let authorities know about misrepresentations done by the company has protections under state law and under federal law. Video Transcript: A whistleblower, especially in the security's context, is an individual who blows the whistle ...
Video Summary: Misrepresentations, Omissions & Fraud Leading to Investment Loss Video Transcript: Simply put a misrepresentation is when someone lies to you, either willfully or even negligently. And omission is when someone fails to disclose an important fact, either willfully ...
They are the ones we responsible for the misrepresentations and importantly, the omissions. These firms were required to make suitable recommendations and GPB is not suitable for most portfolios. Two - you will keep the GPB products and continue to ...
You also need a legal team that understands how to prove the particular claims you are making, whether it be unsuitability , churning , misrepresentations and omissions , breach of fiduciary duty , failure to supervise , or another allegation. ...
Other possible grounds for a FINRA arbitration claim involving Newbridge may include misrepresentations and omissions, churning, failure to supervise, and other violations. Call SSEK Law Firm at (800) 259-9010 throughout the US or contact us online .
Examples of Broker Misconduct Below are some of the examples of broker misconduct that an investor may experience: Making unsuitable investment recommendations; Making misrepresentations or omissions when marketing an investment product or strategy to a customer; Overconcentrating an investor’s account ...
Our Core Practice Areas At Shepherd Smith Edwards and Kantas, our investment fraud and securities attorneys work with investors who have been victims of the following acts of stockbroker fraud and brokerage firm negligence: Unsuitability Misrepresentations / Omissions Breach of ...
You may be able to recover your savings if any of the following occurred: Failure to take the necessary steps to safeguard your investments during COVID-19 Breach of contract Selling away Misrepresentations and omissions Poor investment advice Failure to recommend ...
Regardless of whether the misrepresentation was purposeful or negligent, you were still wronged. Moreover, all advisors and brokers have a duty to only recommend suitable investments that are within their clients' risk tolerances, understanding, and objectives.
