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Video Summary: Being an accredited investor does not necessarily mean you are a sophisticated investor and also does not justify any unsuitable recommendations or any misrepresentations when selling an investment. Video Transcript: An accredited investor is an investor who meets ...
They're the ones responsible for the misrepresentation and importantly the omissions. They were required to make suitable recommendations and nontrated REITs are not suitable for most portfolios. Two - you can sell your non-traded REITs to a third party or ...
We work with investors in the United States and abroad with claims against US-based firms in cases alleging unsuitability, churning, unauthorized trading, misrepresentations and omissions, failure to supervise, and other types of securities fraud. SSEK Law Firm has recovered many ...
The firm also must disclose all risks involved and refrain from making any misrepresentations about the financial products or trading strategies that they are marketing.
Not only that but the firm's brokers have allegedly made misrepresentations and omissions about the risks involving these limited partnerships. The oil, gas, and energy sectors of the market can be highly volatile.
SOAEX Investors Lost Money While David Lerner Associates Brokers Earned Commissions There is also growing concern that David Lerner Associates' financial advisors may have made misrepresentations and omissions when marketing Spirit of America Energy Fund to their clients.
At Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com), our savvy non-traded securities attorneys represent those who have suffered losses because their broker unsuitably recommended these products, made misrepresentations and omissions , or were negligent in other ways.
This may also happen because a financial advisor made misrepresentations and omissions when marketing FS Energy & Power Fund to customers or merely failed to apprise them of the risks they were taking on. That said, brokerage firms should not ...
Our Core Practice Areas At Shepherd Smith Edwards and Kantas, our investment fraud and securities attorneys work with investors who have been victims of the following acts of stockbroker fraud and brokerage firm negligence: Unsuitability Misrepresentations / Omissions Breach of ...
You also need a legal team that understands how to prove the particular claims you are making, whether it be unsuitability , churning , misrepresentations and omissions , breach of fiduciary duty , failure to supervise , or another allegation. ...
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