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Search Results: misrepresentations
Results 10-20 of about 324
Date: January 6, 2025
Allegations against Giovacchino include unsuitable investment recommendations in alternative investments, such as non-traded real estate investment trusts (non-traded REITs) and structured notes, misrepresentation , and more.
Date: December 29, 2024
In her FINRA arbitration claim, our retiree client is alleging unsuitable investment recommendations, misrepresentations and omissions, failure to supervise, negligence, and more.
Date: November 13, 2024
When Misrepresentations Lead To Investor Losses Two JPMorgan Chase Affiliates Ordered to Pay $151M By the SEC Broker-dealers are required to ensure that customers are given accurate and complete information when it comes to investments that they are recommending.
Date: October 16, 2024
The claimants, who are requesting up to $500K, in addition to interest and costs, are alleging unsuitable investment recommendations, concentration, misrepresentations and omissions, a gross lack of supervision, negligence, grossly negligent behavior, and more.
Date: August 18, 2024
Unfortunately, unsuitable recommendations, misrepresentations and omissions, concentration, and best interest violations by stockbrokers lead to many portfolio losses that could have otherwise been avoided, which is why we are here to help.
Date: July 15, 2024
The claimant, who made allegations of unsuitable investment recommendations and misrepresentations and omissions, settled their claim for over $94K.
Date: June 17, 2024
The claimants had alleged unsuitability, misrepresentation, negligence, gross negligence, and breach of fiduciary duty.
Date: May 19, 2024
In the broker fraud claim, the estate is alleging best interest violations, unsuitable investment recommendations, misrepresentations and omissions, breach of contract, breach of fiduciary duty, negligence, failure to supervise, and more.
Date: May 1, 2024
In their FINRA lawsuit, our clients are claiming misrepresentations and omissions, gross mismanagement, negligence, and breach of fiduciary duty that we believe led to not just lost savings but also lost growth of said savings during a period when the ...
Date: April 30, 2024
This is considered making misrepresentations and omissions .
