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Search Results: misrepresentations
Results 160-170 of about 327
Date: March 7, 2015
Bloom and NHM were accused of hiding their misappropriation, making misrepresentations and material omissions to pool participants, and issuing false statements about North Hills. A permanent injunction, as well as permanent trading, registration, and solicitation bans were imposed. Continue Reading ...
Date: December 8, 2014
He also made other misrepresentations, including claiming that over the last decade there had been no problems getting payments to investors. Continue Reading ›
Date: November 26, 2014
Scipione purportedly pushed the company’s trading platform while making bogus misrepresentations to investors about high trading leverage, fees, commissions, and their assets’ safety. The regulator says that Scipione and Ionno raised over $500,000.
Date: October 29, 2014
According to multiple reports, the investors seeking almost $1 billion in losses are alleging unsuitability, fraud, and misrepresentation. The third quarter has been a rough one for the Swiss banking giant. Reuters reports that the entity has put aside $1.9 ...
Date: August 22, 2014
Bank of America acknowledges that it originated mortgage loans that were high-risk and made misrepresentations about the loans to the Federal Housing Administration, Freddie Mac, and Fannie Mae. Merrill Lynch and Countrywide made a lot of the loans at issue ...
Date: August 5, 2014
The regulator accused them of omissions and misrepresentations of material information about the investments, their risks, the return rates, and how the money would be used by AIC, which is a financial services holding company, and Community Bankers Securities, its ...
Date: August 4, 2014
According to the SEC, Tucker took part in unauthorized trading, made misrepresentations to customers about the status of their funds, and forged documents and checks. She allegedly gained customers’ trust by becoming friends with them. For example, she helped one ...
Date: July 13, 2014
In it are details about how the bank ignored its own warning signs that certain mortgages were subpar and made misrepresentations about the loans that were securitized.
Date: June 19, 2014
Galvin claims that the respondents committed fraud when offering and selling the securities and made omissions and misrepresentations about their backgrounds and the consequences involved in securitizing the underlying TIC mortgages into commercial mortgage-backed securities.
Date: April 20, 2014
According to Reuters, BP is now the defendant in numerous securities fraud cases filed by at least 20 institutional investors contending that their investment managers were influenced by misrepresentations the company made when they deciding whether to purchase BP shares.
