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Search Results: misrepresentations
Results 280-290 of about 327
Date: October 6, 2010
Along with Goldman, the SEC accused Tourre of alleged misrepresentations and material omissions in the way the derivatives product was marketed and structured.
Date: September 27, 2010
“Thus, the amounts not recovered by investors in the settlement are losses we are also seeking for our clients based on misrepresentations and omissions in the sales process.”
Date: September 11, 2010
Goldman and several of its affiliates applied for exemption from ICA Section 9(a) after settling for $550 million SEC securities fraud charges that it made material misrepresentations related to the 2007 structuring and sale of derivative product connected to subprime ...
Date: September 10, 2010
The three men are accused of making misrepresentations regarding A & O’s previous successes, office locations, and number of employees, its investment offerings’ risks, and its use and safekeeping of investor money.
Date: August 27, 2010
They are accusing E & Y of Texas securities fraud, fraud, negligent misrepresentation, and conspiracy.
Date: July 20, 2010
The appeals court says that because of the 1998 Securities Litigation Uniform Standards Act, the plaintiffs are precluded from pursuing class state law claims, including misrepresentation claims.
Date: July 9, 2010
The plaintiff accused Jeffrey Forrest of fraudulent misrepresentation regarding the risks and nature of the equity fund. He claimed that as Forrest’s principals, Associated Securities Corp., Associated Financial Group Inc., and Associated Planners Investment Advisory Inc. should be held liable.
Date: June 25, 2010
It is not too late to seek damages for such misrepresentations.” Related Web Resources: Fannie, Freddie Plunge After Moving to Delist Shares , Bloomberg, June 16, 2010 Fannie Mae, Freddie Mac to delist from NYSE, CNN, June 16, 2010 Continue Reading ›
Date: June 4, 2010
Among the multiple misrepresentations that the SEC says Thompson made to investors was the claim to one client that her investment was “150% guaranteed.” He allegedly told another investor that he could make him a millionaire. Thompson and GTF allegedly ...
Date: May 28, 2010
Citigroup failed to “conduct an adequate inquiry” even after finding out in February 2005 that Smart may have been making misrepresentations about his acquisition of hedge fund investments that belonged to the Michigan cemetery trusts and had used the hedge ...
