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Search Results: ponzi scam
Results 160-170 of about 441
Date: May 16, 2017
A district court judge has sentenced Navin Shankar Subramaniam Xavier, formerly the CEO of Essex Holdings Inc., to 15 years behind bars because of his involvement in two fraud scams. Xavier pleaded guilty to two wire fraud counts in January.
Date: May 8, 2017
Financial Firm and Its CEO Settle Life Settlement Fraud Charges The US Securities and Exchange Commission announced that Verto Capital Management and its CEO William Schantz III have settled civil charges accusing them of running a Ponzi-like scam involving life ...
Date: April 30, 2017
Grand Jury Indicts Texas Woman in $1M Ponzi Scam A federal grand jury has indicted Nemelee Liwanag Jiao on two wire fraud counts for allegedly running a Texas Ponzi scam that cost investors over $1M. At least 35 investors were ...
Date: April 13, 2017
Business partners Janniece Kaelin and Robert Allen Helms have pleaded guilty to bilking investors of up to $20M in a Texas-based Ponzi scam . The oil and gas financiers used the funds raised for energy ventures to cover their own ...
Date: March 30, 2017
Judge Orders Deutsche Bank Subsidiary to Pay $150Mfor Libor Rigging A federal judge is ordering Deutsche Bank Group Services, a subsidiary of Deutsche Bank (DB), to pay $150M for its involvement in an interest rate manipulation scam. The London unit ...
Date: March 20, 2017
ClearPath Wealth Management owner and president Patrick Churchville has been sentenced to seven years in prison for bilking investors in a $21M Ponzi scam . He also must pay restitution and perform 2,000 hours of community service.
Date: March 15, 2017
Securities News: SEC Orders Voya to Pay $3.1M For Not Disclosing Mutual Fund Sale-Related Payments, FINRA Bars Ex-Waddell & Reed Broker, and Alabama Pension Fund Loses Millions in Ponzi Scam
Date: March 8, 2017
San Angeleno Man Goes to Prison Over Investment Scams Stanley Jonathan Fortenberry of Texas has been sentenced to 78 months behind bars for running two investment scams and bilking investors of about $900K. He pleaded guilty to obstruction of justice ...
Date: March 6, 2017
Allen have each been sentenced to six years in prison for running a Ponzi scam that involved issuing loans to professional athletes. Allen, a former NFL player with the Miami Dolphins and the New England Patriots, and Daub have been ...
Date: February 18, 2017
Dallas Investment Firms Charged with Texas Securities Fraud in Alleged Ponzi Scam
