Shepherd Smith Edwards & Kantas, LLP Home
We Fight for Investors Cheated by Wall Street
Contact Us Now 
Investor Lawyers Blog
Search Results: ponzi scam
Results 370-380 of about 445
Date: November 10, 2011
The US Justice Department is charging Scott Kupersmith with securities fraud and wire fraud, while the Securities and Exchange Commission is charging him and Frederick Chelly with involvement in a front-running scam to trade free of risk at the expense ...
Date: October 28, 2011
According to prosecutors, Fisch and Lloyd Glen Williams, who is Houston used car financier, allegedly ran a scam that fooled criminal defendants into thinking they could get the charges against them dropped if they were willing to pay money.
Date: October 13, 2011
Raj Rajaratnam, a billionaire investor and co-founder of Galleon Group LLC , has been ordered to pay a $10 million fine and serve 11 years in jail for his key role in an insider tradin g scam that resulted in ...
Date: October 12, 2011
The Securities and Exchange Commission has received an emergency order to stop a Ponzi scam that bilked victims of about $26 million. Investors in PermaPave Companies were promised significant returns if they would place their money behind water-filtering natural stone ...
Date: October 10, 2011
These failures allegedly allowed Bruce Hammonds to run a Ponzi scam that defrauded investors of $1.4M. Hammonds persuaded 11 people to invest in the Texas Ponzi scam , which he operated under the name B&J Partnership. It was supervisors at ...
Date: September 29, 2011
Amendment Rights When They Gave Inaccurate Subprime Ratings to SIVs, Says Court, Institutional Investment Fraud Blog, December 30, 2010 Standard and Poor’s Ratings Lawsuit to Go Forward, Says Judge , Institutional Investment Fraud Blog, September 16, 2010 SEC’s Handling of ...
Date: September 22, 2011
Securities and Exchange Commission Chairman Mary Schapiro has been taking some heat because the agency allowed David Becker, a former SEC general counsel, to help develop policy regarding compensation for the victims of the Bernard Madoff Ponzi scam should be ...
Date: September 13, 2011
(It is important to note that FINRA has taken some responsibility for not discovering the Bernard Madoff Ponzi scam earlier.) Continue Reading ›
Date: September 8, 2011
Joe Baca, D-Calif. introduced the Preventing Affinity Scams for Seniors Act of 2011. Under the new bill, financial institutions would have to train employees, offer special services for older clients, and report signs of possible elder financial fraud.
Date: September 7, 2011
Securities Fraud Research and Training By the Book on Amazon.com More Blog Posts: SEC Charges Filed in $22M Ponzi Scam that Targeted Florida Teachers and Retirees , Stockbroker Fraud Blog, August 29, 2011 Stifel, Nicolaus & Co. and Former Executive ...
