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Search Results: SBLOC
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In the same vein, firms can recommend a line of credit, also known as a securities-backed line of credit (SBLOC), instead of a margin, but the principle is the same.
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Search Results: SBLOC
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Date: December 30, 2019
Many SBLOC Investors Not Apprised of Risks If you are an investor who suffered significant losses from securities-backed line of credits (SBLOCs) and your brokerage firm and their broker neglected to tell you about the risks involved, our investment fraud ...
Date: March 5, 2019
In an Investor Alert , the Financial Industry Regulatory Authority and the US Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) sought to inform investors about the risks involved in securities-backed lines of credit (SBLOCs) . ... ...
Date: February 20, 2016
Although SBLOCs can be a major revenue for securities firms, there is the chance of increased losses, especially during times of market volatility. ... An SBLOC allows an investor make interest-only payments each month and loans stay outstanding until they ...