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SMITH POINT CAPITAL LTD 3 MOSS CREEK COURT, DURHAM, NC 27712 SMITH WHILEY SECURITIES, INC. 242 TRUMBULL STREET-8TH FLOOR, HARTFORD, CT 06103-1212 SMITH, BROWN & GROOVER, INC. 4001 VINEVILLE AVENUE, MACON, GA 31210-5039 SMITH, MOORE & CO. 7777 BONHOMME AVE., ...

Investor Lawyers Blog

Search Results: Stifel

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Structured Product Fraud Attorneys

Date: November 22, 2024

Stifel, Nicolaus & Co. Ordered To Pay Investors $2.35M Over Structured Note Losses This Latest FINRA Arbitration Award Again Involved Broker Chuck Roberts Once again, a Financial Industry Regulatory Authority ( FINRA ) arbitration panel has ordered Stifel, Nicolaus, & ...

FINRA Lawsuit Law Firm

Date: October 16, 2024

Stifel Nicolaus Ordered To More Than $14M in Damages, Including $9M in Punitive Damages, Over Structured Note Losses Claimants Are Former Clients of Stifel Stockbroker Chuck Roberts A Financial Industry Regulatory Authority ( FINRA ) arbitration panel has ordered Stifel, ...

Structured Note Lawyers

Date: September 5, 2024

Are You An Investor Who Suffered Losses While Working With Stifel, Nicolaus & Co. ... There Is Still Time To Explore Your Legal Options. Contact Our Structured Note Lawyers Shepherd Smith Edwards and Kantas ( investorlawyers.com ) are continuing to ...

Structured Product Loss Attorneys

Date: July 23, 2024

Ex-Customers of Stifel, Nicolaus Broker Chuck Roberts Are Suing For $41.2M. Contact Our Structured Product Loss Attorneys To Explore Your Legal Options Shepherd Smith Edwards and Kantas ( investorlawyers.com) Structured Product Loss Attorneys are continuing to speak with investors who ...

Structured Product Loss Attorneys

Date: February 1, 2024

INVESTOR ALERT: Clients of Stifel Nicolaus Financial Advisor Chuck Roberts File $38,100,000 In Broker Fraud Lawsuits. SSEK Structured Product Loss Attorneys Represents Structured Product Investors in Pursuing Damages More than one year, after our investment loss recovery lawyers began investigating ...

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"My experience with Ryan Cook has been very positive. Through every step of the litigation he explained what to expect to happen. When I spoke with him later he reviewed the process. He was very patient, and I never felt rushed. I have already told friends how wonderful he is." L.R.

"I want you to know that I very much appreciate your expertise, hard work, and guidance that led to a satisfactory resolution with Raymond James. From our first meeting, I felt "heard" and that my situation and story were respected. Every subsequent interaction I had with any of you - in person, via email, or by phone - only corroborated that feeling. What great work you do on behalf of people like me who have been wronged, yet don't know how to navigate the appeals/mediation/arbitration process as you do. I will be forever grateful." M.L.

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