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ARLINGTON, NJ 07856 CAHN CAPITAL CORP. 444 MADISON, SUITE 3505, NEW YORK, NY 10022 CAI COMPASS INSTITUTIONAL SERVICES, LLC ESPIRITO SANTO PLAZA, 1395 BRICKELL AVENUE, EIGHTH FLOOR, MIAMI, FL 33131 Mailing Address: 1125 NW COUCH, EIGHTH FLOOR, PORTLAND, OR 97209 ...
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Date: November 2, 2026
Delaware Statutory Trust Loss Recovery Attorneys Are Representing This Claimant in FINRA Arbitration Our Delaware Statutory Trust Loss Recovery Attorneys at Shepherd Smith Edwards and Kantas are representing a Michigan retiree in a FINRA arbitration claim seeking up to $500,000 ...
Date: October 12, 2026
Allegations of Financial Troubles, as Well as Unsuitable Investment Recommendations by Brokers, Raise Concerns The law firm Shepherd Smith Edwards and Kantas is investigating brokers for potentially unsuitable recommendations and due diligence failures related to the $182M CAI Investments Manufacturing ...
Date: August 17, 2015
(CGMI) and Citigroup Alternative Investments LLC (CAI) have consented to pay close to $180M to resolve Securities and Exchange Commission charges accusing them of bilking about 4,000 investors in the Falcon fund and the ASTA/MAT fund. The two hedge funds ...
Date: November 25, 2013
(GS) has been going after alternative investments by seeking a partnership with the CAIS Group, which is an exchange for such products, including private equity funds and hedge funds.










