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Search Results: failure to supervise
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Many of these investors are alleging different types of securities fraud : unsuitability, misrepresentation, breach of fiduciary duty, failure to supervise, negligence, and other claims. SSEK Law Firm is committed to fighting for these investors. We have over 30 years ...
A failure to properly disclose material information can cause an investor to buy a security or agree to an investing strategy that, unbeknownst to them, is too high-risk for their investment portfolio. Unfortunately, many Oregon investors have lost money because ...
Yet securities fraud and investment advisor fraud happen all the time and may include: Misrepresentations and omissions Unsuitable investment recommendations and sales Overconcentration Excessive trading in a customer’s account, also known as churning Unauthorized trading Failure to execute trades Registration ...
At SSEK Law Firm, we have represented thousands of investors and recovered many millions of dollars on their behalf over losses caused by: Misappropriation Broker fraud Misrepresentations and Omissions Negligence Unregistered securities sales Other registration violations Failure to execute trades ...
those who have retained our legal services have recovered all or part of their investment losses caused by one or more of the following: Misrepresentations and Omissions Negligence Unsuitability Margin account abuse Churning Selling away Fraud Overconcentration Unauthorized trading Registration ...
Investor Lawyers Blog
Search Results: failure to supervise
Results 1-5 of about 139
Date: November 20, 2025
Mississippi Failure To Supervise Lawyers Our Gulfport, MS Securities Law Firm Represents Investors In Recouping Losses From Brokerage Firms If you are a Mississippi investor who suspects that your portfolio losses may have been enabled or even caused by the ...
Date: November 7, 2025
We Represent Illinois Investors In Recouping Losses From Broker-Dealers and Investment Advisers From our Chicago securities law office , Shepherd Smith Edwards and Kantas ( investorlawyers.com ) works with investors throughout the Prairie State in holding brokerage firms and investment ...
Date: October 16, 2025
Our Oregon Failure To Supervise Attorneys are Here To Represent Beaver State Investors With Investment Loss Recovery Claims Against Brokerage Firms Shepherd Smith Edwards and Kantas ( investorlawyers.com ) works with retail investors, retirees, senior investors, families, accredited investors, high-net-worth ...
Date: September 30, 2025
Our San Diego Failure To Supervise Law Firm is Representing Southern California Investors Who Have Suffered Losses Because of Lax Supervision By Their Broker From our San Diego securities law office , the Shepherd Smith Edwards and Kantas San Diego ...
Date: September 17, 2025
Mississippi Failure To Supervise Attorneys From Our Gulfport, MS Securities Law Office, We Represent Investors Against US Broker-Dealers Shepherd Smith Edwards and Kantas ( investorlawyers.com ) cannot tell you how many times Mississippi investors have come to us with portfolio ...















