we have collectively recovered many millions of dollars for thousands of clients related to: Alternative investments Stocks and Bonds Real estate investment trusts (REITs) and Non-traded REITs Private Placements Annuities Oil and Gas investments Trading strategies that were too risky ...

January 2014: JPMorgan Paid Penalties to Resolve Criminal and Civil Charges JPMorgan consented to pay $2.05B in penalties and fines to resolve criminal and civil charges over its alleged role in the $65B Bernie Madoff Ponzi scam . The bank ...

A financial or investment product failed in several cases because it was part of a Ponzi scam. In other cases, the broker, or the dealer did not perform due diligence to ensure the investment was legitimate.

For example, if you are a retail investor and your financial advisor recommended GPB Capital Holdings private placements — the alternative asset firm is now accused of operating a more than $1.8B Ponzi scam — these were solicited trades suggested ...

The self-regulatory organization (SRO) found that the firm’s weak supervision of consolidated reports enabled one ex-broker to run a $1M Ponzi scam that harmed customers.

Shepherd Smith Edwards and Kantas Continues To Represent Investors Who Suffered Losses as a result of Andrew Jacobus Andrew Hamilton Jacobus (Jacobus), the ex-Florida investment adviser who pleaded guilty to running a $94M Ponzi-style scam , was sentenced to 20 ...

If Your Broker Involved You In This Type of Investment Scheme, You May Be Able To Sue For Damages Shepherd Smith Edwards and Kantas Ponzi Scam Attorneys ( investorlawyers.com ) represents those who have suffered losses because of broker fraud ...

They are accusing him of running a more than $60M Ponzi scam that may have defrauded over 300 investors. Also purportedly involved in the alleged scam are Yield Capital Management and Yield Wealth Limited, which are both affiliated with Regan.

Alternative asset firm GWG Holdings, which filed for bankruptcy in 2022, is accused of running a more than $1.6B Ponzi scam. Continue Reading ›

Against Broker-Dealers Our L Bond Loss Recovery Can Help Those Who Have Legal Grounds File Their FINRA Lawsuits Shepherd Smith Edwards and Kantas GWG Loss Attorneys ( investorlawyers.com ) represent GWG Holdings investors whose broker-dealers unsuitably recommended and sold to ...