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Search Results: REIT
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attorneys work with investors who have been victims of the following acts of stockbroker fraud and brokerage firm negligence: Unsuitability Misrepresentations / Omissions Breach of Fiduciary Duty Breach of Contract Churning Failure to Supervise Noteworthy Investment Products We File Claims ...
Our Gulfport securities lawyers have successfully represented investors in disputes over losses involving numerous types of securities and investment products, including: Stocks and bonds Mutual funds Structured products Alternative investments Real estate investment trusts (REITs) and non-traded REITs Mortgage-backed securities ...
Negligence Unregistered securities sales Other registration violations Failure to execute trades Churning Unsuitability Overconcentration Unauthorized trading Breach of contract Breach of fiduciary duty Failure to supervise Different kinds of investment schemes: Ponzi scams, elder financial abuse , structured products fraud, ...
The lure of high commissions from risky products, including real estate investment trusts (REITs) , exchange-traded notes (ETNs), structured notes, and private placements, is why many investors end up with financial products they should never have purchased.
SSEK Law Firm has represented investors in FINRA arbitration, mediation, and litigation over all kinds of investments, including bonds, mutual funds, mortgage-backed securities (MBS), real estate investment trusts (REITs), annuities, private placements, oil and gas investments, Yield Enhancement Strategy (YES), ...
Unfortunately, there are brokers and investment advisors who will still make unsuitable investment recommendations or over concentrate retail investors’ portfolios in exchange-traded funds (ETFs), private placements, non-traded real estate investment trusts (non-traded REITs), oil and gas investments, or other volatile ...
Some common examples of private placements include: Real Estate Investment Trusts (REITs) Non-Traded REITs Hedge Funds Equipment Leasing Agreements Tenants-in-Common Various oil and gas limited partnerships Additionally, private placements and other alternative investments are often not liquid.
This most commonly happens with private placements products such as Master Limited Partnerships (MLPs) and Real Estate Investment Trusts (REITs). Registration Violations All brokerage firms that sell registered securities must be registered by the State and through the Financial Industry ...
This has included, in recent years, the brokerage firm’s allegedly unsuitable recommendations of GWG Holdings L Bonds , Hospitality Investors Trust (HIT REIT) , GPB Capital Holdings private placements , and other kinds of financial products that have resulted in ...
This non-traded REIT’s primary offering went into effect in February 2013. After $2.2B in investor equity was raised, Healthcare Trust closed this offering in November 2014. In December 2017, affiliate American Realty Capital Healthcare Trust III, a publicly registered non-traded ...










