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REIT Losses | Securities and Investment Fraud Attorneys | Shepherd Smith Edwards and Kantas - Texas Stockbroker Fraud Lawyer
The claimants accused the broker-dealer of unsuitably recommending non-traded real estate investment trusts (non-traded REITs) and other risky, illiquid products. ... One ex-customer received a $365K settlement for losses related to private placements, non-traded REITs, oil and gas investments, and ...
What Are Non-Traded REITs and Private REITs? ... These REITs are generally illiquid. ... While non-traded REITs are required to register with and be regulated by the Securities and Exchange Commission (SEC), private REITs are not. ... Call SSEK Law ...
Sale of Apple REIT Products Lead to FINRA and State Regulator Fines According to BrokerCheck , David Lerner Associates has 38 disclosures on its record. 21 of these are regulatory events. 17 of them are arbitration cases. ... FINRA said ...
長年にわたり、以下のような案件で数千人のクライアントのために何百万ドルもの資金を回収してきました: オルタナティヴ投資 株式・債券 不動産投資信託 (REITs) または非上場REIT プライベート・プレイスメント 年金保険 石油・ガス投資 過度なリスクを伴う取引戦略 信用取引口座 GWG Lボンドを含むジャンクボンド 証券会社や投資顧問会社から不適切に推奨されたポンジー・スキャム 他の種類の投資 私たち、サンフランシスコの投資詐欺弁護士と連絡を取るべき時とは?
We are suing the advisory or brokerage firm, not the REIT itself. ... Two - you can sell your non-traded REITs to a third party or continue to hold them. ... We do not charge any fees on what the ...
September 2015: LPL Unsuitably Sold Non-Traded REITs Another fine over supervisory violations, this one involved LPL’s sale of non-traded real estate investment trusts (non-traded REITs). ... February 2013: Firm Agreed to $2.5M Settlement Over Non-Traded REIT Sales Massachusetts’ securities regulator ...
Over the years, we have collectively recovered many millions of dollars for thousands of clients related to: Alternative investments Stocks and Bonds Real estate investment trusts (REITs) and Non-traded REITs Private Placements Annuities Oil and Gas investments Trading strategies that ...
What is Moody National REIT II? ... It merged with Moody National REIT I in 2017. ... Our non-traded REIT attorneys speak with Moody National REIT II investors who have suffered significant losses. ... Moody National REIT II’s revenue was ...
Western International Securities A Texas retiree is pursuing up to $500K damages after Western International Securities broker Shomir Mukherjee in Los Angeles allegedly sold L bonds and non-traded REITs to him.