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Search Results: REIT
Results 110-120 of about 246
Date: October 26, 2020
The New Orleans investment advisory firm, which may no longer be in operation, has been accused by more than two dozen retirees of unsuitably selling them real estate investment trusts (REITs) while generating high commissions. Continue Reading ›
Date: October 19, 2020
Unsuitable Investment Recommendation May Be a Factor in Brokerage Firm Customers’ Losses Investors in RW Holdings NNN REIT, Inc., a non-traded real estate investment trust formerly called the Rich Uncles NNN REIT, have suffered significant losses this year.
Date: September 29, 2020
The second customer case, filed in July, names the United Development Funding V real estate investment trust (UDF V REIT). The claimant is seeking $155K. Continue Reading ›
Date: September 28, 2020
Latest FINRA Arbitration Claim Allege REIT Losses A number of investors recently filed a customer complaint against former Kalos Capital broker, Curtis Leroy Whipple, who was with the firm out of Plymouth, Michigan until this year.
Date: September 25, 2020
The claimant contends that agents of National Securities Corp overconcentrated his account in real estate investment trusts (REITs), privately traded securities, and private placements . This included a large position in GPB Capital Holdings, which is accused of operating an ...
Date: September 3, 2020
NorthStar Healthcare Investors Should Explore Legal Options to Recover Losses Eighteen months after NorthStar Healthcare REIT suspended distributions, investors are still grappling with the losses they’ve sustained.
Date: August 12, 2020
Morrow, who also operates under the name Financial Designs, LTD, has been involved in a number of broker fraud investor claims related to alternative investments including limited partnerships, real estate investment trusts (REITs) tenant-in-common (TIC) programs, and other investments. Continue ...
Date: July 20, 2020
The state is accusing him of selling real estate investment trusts (REITs) and variable annuities (VA) to customers for whom they were unsuitable and overconcentrating their portfolios in these high risk, illiquid investments. Continue Reading ›
Date: July 8, 2020
Non-Traded Real Estate Investment Trusts Are Risky, Illiquid If you are a retail investor in San Francisco whose broker is recommending that you invest in non-traded real estate investment trusts (non-traded REITs), you should strongly reconsider.
Date: June 30, 2020
The claimants are accusing him of making inappropriate investment recommendations of non-traded real estate investment trusts (non-traded REITs), non-traded business development companies (BDCs), alternative investments, and variable annuities (VA). Continue Reading ›
