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Search Results: REIT
Results 190-200 of about 245
Date: July 17, 2014
Now, FINRA wants to give nontraded REIT sponsors and brokerage firms 18 months to adjust to the revised guidelines. Nontraded REITs are currently not required to show an estimated per-share valuation until 18 months after the sponsors cease to raise ...
Date: July 6, 2014
Non-Traded REITs, Structured Products, and Private Placements Remain Under Regulator Scrutiny
Date: May 23, 2014
The proposed change to NASD Rule 2340, if approved by the SEC, would no longer allow brokerage firms to list a nontraded REIT’s per-share value at the common price of $10, which is the price that they are sold to ...
Date: May 15, 2014
Earlier their year, Inland American announced to shareholders that it would become a self-managed REIT. Inland American is one of the big REITs that experienced a swift drop in valuation when the real estate market crashed in ’07-’08. While the ...
Date: April 11, 2014
(Also, many investors may not be aware of this but as of the end of last year, David Lerner Associates, the privately held broker-dealer that was the exclusive distributor of the troubled Apple non-traded REITs had invested in a big ...
Date: March 24, 2014
The Pennsylvania Department of Banking and Securities is looking into the sales of nontraded REITs by Securities America employees. ... Inc., which owns the broker-dealer and two other independent brokerage firms, said in its yearly report that the state regulator ...
Date: March 18, 2014
The rule would require that investors be given more accurate data about the valuation of direct participation programs and non-traded REITs. This should provide investors with a more accurate picture of how much it costs to buy non-traded REIT shares. ...
Date: February 25, 2014
FINRA claims that from January 2008 to December 2012 Berthel Fisher had inadequate written procedures and supervisory systems to deal with the sale of alternative investment products, such as managed futures, non-traded REITs, oil and gas programs, managed futures, business ...
Date: February 13, 2014
Per FINRA documents, the investments were made in REITS offered by Inland American Real Estate Trust Inc. and they were non-tradable. Inland Real Estate Trust Inc. is one of the biggest non-traded REITs with over $11 billion in assets.
Date: January 3, 2014
FINRA to Go After Rogue Brokers, & Includes REITs, Municipal Bonds, & Frontier Markets Among Its Enforcement Priorities for 2014
