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Search Results: Stifel
Results 60-65 of about 65
Date: July 6, 2009
Rather, she believes that it is the only option that Stifel has given clients that will allow them to get all of their funds back-and that means that many of them will have to wait three years. Carnahan noted that ...
Date: June 25, 2009
Edwards and Stifel Nicolaus has pleaded guilty to mail fraud . Neil R. Harrison, could spend up to 27 months behind bars-although his agreement to repay $85,739, cooperate with police, and lack of a criminal record could help him receive ...
Date: June 1, 2009
Another state has filed an individual enforcement against brokerage and investment banking firm Stifel, Nicolaus, & Co. Inc.
Date: March 19, 2009
Stifel Financial Corp says that subsidiary Stifel Nicolaus & Co. Inc. will buy back all of its customers’ auction-rate securities in the next three years. This is a significant change from its initial offer to purchase 10% of the clients’ ...
Date: October 7, 2008
Five school districts in Wisconsin are suing Stifel Nicolaus & Co., Inc. and Royal Bank of Canada (RBC) for losses incurred after the bank and brokerage firm sold the districts “ Credit Default Swaps ,” (also called “CDS” or complex ...
