Shepherd Smith Edwards & Kantas, LLP Home
We Fight for Investors Cheated by Wall Street
Contact Us Now 
Investment & Securities Fraud Lawyers Website
Search Results: misrepresentations
Results 1-10 of about 79
The investors usually don’t have any idea that these payments are not being generated by their investments and are, in fact, the misrepresentations of other investors’ monies. A Ponzi scheme will inevitably fail and become exposed because, at some point, ...
Sometimes, this recommendation, coupled with stockbroker negligence, misrepresentations or account mismanagement, can lead to significant investment losses. SSEK Law Firm is committed to helping investors recover such damages.
Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) represent clients who have suffered losses because their financial advisor made misrepresentations and omissions , unsuitably recommended , or overconcentrated a customer’s account in exchange-traded notes or some other exchange-traded ...
Skilled Broker-Dealer Negligence Lawyers Brokerage firms have a duty to properly supervise their registered representatives and ensure that no unsuitable recommendations, misrepresentations or omissions, or other negligent or wrongful actions have occurred in customers’ accounts.
SSEK Law Firm has secured settlements for investors in securities claims, including misrepresentations and omissions , churning , fraud, negligence , failure to supervise, and much more. Over 90% of our clients have recovered all or part of their investment losses.
Unauthorized trading , misappropriation, misrepresentations and omissions , churning , overconcentration , breach of contract , selling away , and unsuitability may be grounds for a FINRA arbitration claim if serious losses result.
Other alleged misrepresentations and omissions include that Structured CDs would perform like traditional bank certificates of deposit; that the market value would not decrease during the life of the investments; and that the Investment Products were liquid.
These losses were possibly due to unsuitability , breach of fiduciary duty , misrepresentations and omissions , supervisory failures, or other types of broker misconduct or negligence.
Alleging unsuitability, misrepresentations and omissions, overconcentration, gross negligence, and other claims, they are pursuing up to $500K in damages. Center Street Securities is one of the more than 140 regional brokerage firms partnered with managing broker-dealer Emerson Equity to sell ...
This includes not making misrepresentations and omissions when explaining these recommendations and apprising an investor of the risks. They must only recommend investment products that are in a customer’s best interests.
