Our knowledgeable investment attorneys represent investors who have suffered losses because their broker-dealer or financial advisor unsuitably recommended a SPAC to them, failed to conduct the proper due diligence into this special purpose acquisition company, made misrepresentations and omissions about ...

At Shepherd Smith Edwards and Kantas, we represent investors seeking to recoup damages related to: Financial product failures Stockbroker fraud Negligence Overconcentration Unsuitability Investment adviser misappropriation Misrepresentations and omissions Elder financial abuse Breach of fiduciary duty Failure to supervise Churning ...

This is known as making misrepresentations and omissions .

Did You Know That Misrepresentations and Omissions Can Be Grounds for an Investor Claim? ... One of these ways is by making misrepresentations and omissions , which typically involves leaving out or misrepresenting key material facts about an investment. ... ...

They are alleging misrepresentations and unsuitability.

These losses may have been a result of unsuitability, misrepresentations and omissions , overconcentration, and other types of financial advisor negligence.

The firm must approve all communications to ensure financial advisors/brokers are not making misrepresentations.

Many investors may not have been apprised of the risks involved and were the victims of misrepresentations and omissions by their brokers.

Skilled Counsel in Municipal bond underwriting misrepresentations Many municipalities and municipal related entities, such as county hospitals, rely on bond issuances to raise capital for their continued operations. ... The results of which may be debt coverage misrepresentations (as what ...

The investors usually don’t have any idea that these payments are not being generated by their investments and are, in fact, the misrepresentations of other investors’ monies.