Investment & Securities Fraud Lawyers Website

Search Results: misrepresentations

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Tampa Office

At SSEK Law Firm, we have represented thousands of investors and recovered many millions of dollars on their behalf over losses caused by: Misappropriation Broker fraud Misrepresentations and Omissions Negligence Unregistered securities sales Other registration violations Failure to execute trades ...

RBC Capital Markets

Alleged Supervisory Failures and Misrepresentations and Omissions Lead to Regulatory Sanctions According to BrokerCheck , RBC Capital Markets has 449 disclosures.

Highlands REIT

Many of the brokers who sold Highlands REIT to customers made misrepresentations and omissions when it came to disclosing the risks, such as the poor conditions of the properties involved.

About Our Firm

Our Practice Areas Breach of Fiduciary Duty Churning Failure to Supervise Financial Product Failures Institutional Investor Claims Investment Loss Recovery Misrepresentation Non-Traded REITS Omissions Overconcentration Professional Trader Claims Unsuitability Do You Need to Recover Your Losses?

NorthStar Healthcare Income REIT

Brokers Made Misrepresentations About The Risks Certain kinds of real estate investment trusts can be suitable in small quantities for some investor portfolios seeking real estate exposure.

What Is the Difference Between Sophisticated and Accredited Investors?

Video Summary: Being an accredited investor does not necessarily mean you are a sophisticated investor and also does not justify any unsuitable recommendations or any misrepresentations when selling an investment. ... Investors are allowed to buy certain investments that an ...

Northstar Bermuda FAQs

It involves misrepresentations/omissions and a lack of due diligence on the part of the bank/brokerage firm.

Houston Office

Misrepresentations and Omissions Brokers and investment advisors are obligated only to make investment recommendations that are in a customer’s best interests. This means they must conduct the proper due diligence before marketing a security or investment product to you and ...

Harvest Volatility Management CYES and Other Strategies

Regardless of whether the misrepresentation was purposeful or negligent, you were still wronged.

Spirit of America Energy Fund (SOAEX)

SOAEX Investors Lost Money While David Lerner Associates Brokers Earned Commissions There is also growing concern that David Lerner Associates' financial advisors may have made misrepresentations and omissions when marketing Spirit of America Energy Fund to their clients.

★★★★★

"I am going to miss conversations with you, Sam Edwards. You’ve been a wonderful lawyer and a friend. I loved learning legal jargon from you. But, even more, it is your self-respect and commitment to your position that I admire and your persistent patience-your equanimity. With great appreciation, thank you!" M.B.

"My experience with Ryan Cook has been very positive. Through every step of the litigation he explained what to expect to happen. When I spoke with him later he reviewed the process. He was very patient, and I never felt rushed. I have already told friends how wonderful he is." L.R.

"I want you to know that I very much appreciate your expertise, hard work, and guidance that led to a satisfactory resolution with Raymond James. From our first meeting, I felt "heard" and that my situation and story were respected. Every subsequent interaction I had with any of you - in person, via email, or by phone - only corroborated that feeling. What great work you do on behalf of people like me who have been wronged, yet don't know how to navigate the appeals/mediation/arbitration process as you do. I will be forever grateful." M.L.

"Good positive experience. Guided us through a difficult process and was pleased with the outcome. Everyone I dealt with was exceptional." A.G.

"Good intelligent attorneys who never miss a beat. I set my expectations high, and they delivered above and beyond. Do not miss the opportunity to let SSEK represent you. Top-notch, efficient and effective firm." S.M.

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