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Search Results: misrepresentations
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They are alleging misrepresentations and unsuitability. A Houston retiree is also claiming up to six figures in damages over GWG L bonds recommended by a Centaurus financial advisor. An Arizona investor suffered L bond losses and now seeks to recover ...
Making misrepresentations or omitting key facts , including not properly conveying the risks involved in a unit investment trust, can lead to an investor losing money.
Making misrepresentations and omissions . Unfortunately, these investments are often marketed as a “guaranteed” way to make money later on. But what is not always made clear is that the investments in a VA’s subaccount can be aggressively managed, which ...
Many of the brokers who sold Highlands REIT to customers made misrepresentations and omissions when it came to disclosing the risks, such as the poor conditions of the properties involved. Our Highlands REIT investment lawyers represent investors throughout the United ...
A broker may try to conceal that they are selling away, perhaps even lying to both their firm and their customers by making misrepresentations and omissions . They might even generate fake account statements or set up a self-directed account ...
It involves misrepresentations/omissions and a lack of due diligence on the part of the bank/brokerage firm. Overseas investors bring assets to the United States, seeking a safe haven for the family’s savings.
Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) represent clients who have suffered losses because their financial advisor made misrepresentations and omissions , unsuitably recommended , or overconcentrated a customer’s account in exchange-traded notes or some other exchange-traded ...
Many of these customers have suffered losses because of unsuitable investment recommendations , misrepresentations, and other kinds of broker misconduct or negligence. According to InvestmentNews , just in 2014 and 2015, LPL paid fines and customer restitution of over $70M.
Skilled Broker-Dealer Negligence Lawyers Brokerage firms have a duty to properly supervise their registered representatives and ensure that no unsuitable recommendations, misrepresentations or omissions, or other negligent or wrongful actions have occurred in customers’ accounts.
Brokers Made Misrepresentations About The Risks Certain kinds of real estate investment trusts can be suitable in small quantities for some investor portfolios seeking real estate exposure. Sadly, many investment professionals recommend these privately traded REITs as safe fixed-income alternatives. ...
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