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Search Results: misrepresentations

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David Lerner Associates

The SRO also alleged misrepresentations and omissions .

Exchange-Traded Notes: Overview

Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) represent clients who have suffered losses because their financial advisor made misrepresentations and omissions , unsuitably recommended , or overconcentrated a customer’s account in exchange-traded notes or some other exchange-traded ...

Spirit of America Energy Fund (SOAEX)

SOAEX Investors Lost Money While David Lerner Associates Brokers Earned Commissions There is also growing concern that David Lerner Associates' financial advisors may have made misrepresentations and omissions when marketing Spirit of America Energy Fund to their clients.

What Is the Difference Between Sophisticated and Accredited Investors?

Video Summary: Being an accredited investor does not necessarily mean you are a sophisticated investor and also does not justify any unsuitable recommendations or any misrepresentations when selling an investment. ... Investors are allowed to buy certain investments that an ...

Tampa Office

At SSEK Law Firm, we have represented thousands of investors and recovered many millions of dollars on their behalf over losses caused by: Misappropriation Broker fraud Misrepresentations and Omissions Negligence Unregistered securities sales Other registration violations Failure to execute trades ...

First Allied Securities

We work with investors seeking to recover investment and bond losses caused by unsuitable investment recommendations, misrepresentations and omissions, churning, unauthorized trading, and other kinds of broker misconduct or negligence. ... Barred by FINRA in 2020, former First Allied Securities ...

Alternative Investment Losses

II FS Energy and Power Fund GPB Capital Holdings Private Placement Funds Northstar Healthcare Income Real Estate Investment Trust (REIT) UWT or VelocityShares 3x Long Crude Oil ETN Vida Longevity Fund, LP Northstar Financial Services (Bermuda) Although market volatility can ...

Mutual Funds

This may involve the fund’s money managers making poor investment choices, to their benefit but to the detriment of investors, or issuing misrepresentations and omissions about a mutual fund.

Fidelity Tier 3 Investments Investigation and Claims

Should we agree to work together, our broker misconduct attorneys would conduct a thorough investigation into the cause of your losses and whether unsuitability, Reg BI violations , misrepresentations and omissions, overconcentration, or negligence was involved.

GPB Capital Holdings Products, Losses and Current Lawsuits

They are the ones we responsible for the misrepresentations and importantly, the omissions.

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★★★★★

"I am going to miss conversations with you, Sam Edwards. You’ve been a wonderful lawyer and a friend. I loved learning legal jargon from you. But, even more, it is your self-respect and commitment to your position that I admire and your persistent patience-your equanimity. With great appreciation, thank you!" M.B.

"My experience with Ryan Cook has been very positive. Through every step of the litigation he explained what to expect to happen. When I spoke with him later he reviewed the process. He was very patient, and I never felt rushed. I have already told friends how wonderful he is." L.R.

"I want you to know that I very much appreciate your expertise, hard work, and guidance that led to a satisfactory resolution with Raymond James. From our first meeting, I felt "heard" and that my situation and story were respected. Every subsequent interaction I had with any of you - in person, via email, or by phone - only corroborated that feeling. What great work you do on behalf of people like me who have been wronged, yet don't know how to navigate the appeals/mediation/arbitration process as you do. I will be forever grateful." M.L.

"Good positive experience. Guided us through a difficult process and was pleased with the outcome. Everyone I dealt with was exceptional." A.G.

"Good intelligent attorneys who never miss a beat. I set my expectations high, and they delivered above and beyond. Do not miss the opportunity to let SSEK represent you. Top-notch, efficient and effective firm." S.M.

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