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Search Results: misrepresentations
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Date: August 12, 2025
He is alleging unsuitability, misrepresentations and omissions, unsuitable investment recommendations, negligence, gross negligence, breach of fiduciary duty, breach of contract, failure to supervise, and more.
Date: August 4, 2025
In his FINRA lawsuit, our client is alleging unsuitable recommendations, breach of fiduciary duty, overconcentration, misrepresentations and omissions, negligence, unjust enrichment, failure to supervise, and more. Continue Reading ›
Date: August 4, 2025
GK7% Investment Holdings Bond Investors Were Promised a 7% Interest Rate, But Instead May Have Sustained Serious Losses Misrepresentations and Omissions May Have Been Made About The Risks The Shepherd Smith Edwards and Kantas Bond Loss Law Firm ( investorlawyers.com ...
Date: July 15, 2025
His CRD notes that at least one customer dispute alleging selling away, unsuitability, and misrepresentations that was filed concluded with a $3.5M settlement. Whelan denies wrongdoing. Continue Reading ›
Date: June 8, 2025
His Non-Traded REIT Fraud Lawsuit Alleges Overconcentration and Misrepresentations Shepherd Smith Edwards and Kantas REIT Fraud Attorneys ( investorlawyers.com ) is representing an investor who entrusted his retirement savings to Independent Financial Group and one of its brokers.
Date: June 2, 2025
Three years after GK 7% bondholders were asked to trade in their older bonds for newer ones, Shepherd Smith Edwards and Kantas Broker Negligence Attorney team ( investorlawyers.com ) is investigating claims of unsuitability and misrepresentations and omissions against broker-dealers. ...
Date: May 27, 2025
Misrepresentations of profitability were purportedly made. The notes’ issuers ended up defaulting on the notes. Continue Reading ›
Date: May 5, 2025
There are growing concerns about misrepresentations, margin abuse, and financial advisor misconduct or negligence. Oppenheimer PEP is now shuttered. However, this may have been a little too late for some investors, who are saying that they sustained serious losses. Continue ...
Date: April 16, 2025
In her FINRA lawsuit, our client is alleging unsuitable investment recommendations , misrepresentations and omissions, failure to supervise, excessive concentration, negligence, gross negligence, breach of contract, and more. She contends that she made it clear about not wanting to take ...
Date: April 2, 2025
Our L Bond Fraud Lawyers Are Representing These Claimants Who Are Alleging Unsuitability, Misrepresentations A family of GWG Holdings investors are seeking up to $1M in damages plus interests and costs in their FINRA lawsuit against Moloney Securities and its ...
