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Search Results: misrepresentations
Results 110-120 of about 322
Date: December 17, 2016
They alleged that Mid Atlantic Capital Corp. was liable for negligent misrepresentation, negligence, omissions, breach of fiduciary duty, breach of contract, negligent supervision, restitution, common law fraud, and violation of Colorado’s Securities Act.
Date: November 4, 2016
Texas Man and His Energy Company Must Pay Arizona Restitution, Penalties for Oil Well-Related Misrepresentations Texas resident Kenneth White and his Marchant International Resources Inc. must pay almost $1.4M plus $150K in penalties for misrepresenting its participation in two oil ...
Date: October 31, 2016
According to the CFTC’s order, the defendants committed fraud, did not register with the SEC, engaged in misappropriation, and made misrepresentations to the National Futures Association.
Date: September 30, 2016
Attorney Preet Bharara, Block is accused of knowingly misleading the public and doing so through material misrepresentations about a key metric for evaluating the real estate investment trust’s 2014 financial performance.
Date: September 24, 2016
According to the regulator, DT Securities and Newton engaged in negligent misrepresentations involving private placements. ... The complaint against Markel and DT Ventures Real Estate Investments accused them of performing certain activities without the required real estate license, as well ...
Date: September 24, 2016
The points included alleged misrepresentations, including that investor money would go toward development and research but not toward commissions. Sizer also purportedly solicited investors by phone using the same misrepresentations and omissions to sell company shares.
Date: September 22, 2016
Avenir is accused of making misrepresentations when selling debt and equity interests in the holding company of its branch office.
Date: September 10, 2016
The SEC claims that Banks made material misrepresentations and omissions of key facts to the basketball player to persuade him to invest in Gameday. Among the alleged misrepresentations: Continue Reading ›
Date: August 23, 2016
Investors, alleging fraud, unsuitability, and misrepresentation, have since recovered $432M, including what was recovered and given out by a court appointed receiver, $101M from brokerage firms, and $180M from banks or bond indenture trustees.
Date: August 16, 2016
As a result, of the purported omissions and misrepresentations, issuers paid over $100M in early redemptions.
