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Search Results: misrepresentations
Results 260-270 of about 327
Date: April 11, 2011
The court also noted that allegations regarding churn-related misrepresentations weren’t specific enough. Related Web Resources: Telecom Services Provider Wins Dismissal of Investor Securities Suit, BNA Daily Securities, March 31, 2011 Hopson v. MetroPCS Communications Inc.
Date: March 28, 2011
Ray had accused the brokerage firm of numerous causes of action, including negligence, purposely negligent misrepresentations , and violating FINRA Rules of Fair Practices. Rays case isn’t the first one against the broker-dealer.
Date: March 16, 2011
The Lieberman, who are accusing the Regions Financial unit of fraudulent misrepresentation, negligence breach of fiduciary duty, and violations of Florida and Tennessee statutes, claim that Morgan Keegan and Julio Almeyda, one of its registered representatives, invested $200,000 of their ...
Date: March 7, 2011
The plaintiff, broker-dealer and former NASD member Standard Investment Chartered Inc., claims that NASD and certain officials issued material misrepresentations in the proxy statement that solicited approval of bylaw amendments so that the merger between NASD and parts of NYSE ...
Date: March 3, 2011
The judge ruled that the Internet content delivery firm had properly pleaded a material misrepresentation or omission in violation of Section 10(b) of the ’34 Securities Exchange Act, which is necessary for a control person claim under Section 20(a).
Date: February 27, 2011
Shereshevsky and Byers allegedly made misrepresentations by making it appear as if the investors’ money would go toward the purchase and operation of several commercial properties that the federal government had leased. In fact, the properties were never bought and ...
Date: February 10, 2011
The commission also claims that the three entities made material misrepresentations, such as failing to disclose the error or its effect and did not properly represent “the model’s ability to control risks.” Per the charges, the error, which was discovered ...
Date: January 29, 2011
The court said that because the plaintiffs did not specify any affirmative misrepresentation made by a Deutsche Bank official, they did not and “cannot plead with particularity either scienter on the part of a Deutsche Bank speaker or writer or ...
Date: January 20, 2011
He also contends that the ex-Merrill Lynch broker had made misrepresentations and omissions to persuade him to buy the stock.
Date: January 16, 2011
They claim that the broker-dealer not only misrepresented the risks involved with CLOs and its ability to control them, but also, the misrepresentations were part of a scam to get rid of the loans.
