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Articles Posted in securities exchange commission

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SEC’s Broker-Dealer Fraud Case Against Cetera Advisors Reaches $21M

Cetera Advisors Fraud Case Rises To $21M Two months after suing Cetera Advisors for more than $10M for allegedly defrauding retail clients, the US Securities and Exchange Commission (SEC) has amended its complaint, adding another Cetera Financial Group firm as a defendant. The regulator is now seeking $21M. According to…

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