Broker Misconduct Lawyer

Novice Investor Sues Centaurus Financial Over Silver Star Properties REIT and Other Losses. Shepherd Smith Edwards and Kantas Broker Misconduct Lawyer Files Six Figure FINRA Lawsuit for Claimant

Once again, our trusted alternative investment loss attorneys are suing Centaurus Financial on behalf of an investor. The claimant, who is an inexperienced investor, worked with financial advisor Timothy Neil Tremblay and is now seeking up to $500K in damages involving real estate investment trusts (REITs), including Silver Star Properties REIT, and a business development company.

This is not the first customer dispute involving this Centaurus broker and investment adviser, who works out of Santa Barbara, CA, and also runs Tremblay Financial Services. According to Timothy Tremblay’s CRD, in addition to already settled investment loss recovery claims accusing him of broker misconduct, there are at least two other pending FINRA lawsuits in which his customers are alleging that he made unsuitable investment recommendations. One of the claimants is asking for $800K. In August 2023, the US Securities and Securities and Exchange Commission (SEC) filed a regulatory case accusing Tremblay of Best Interest violations.

Shepherd Smith Edwards and Kantas (investorlawyers.com) are continuing to investigate further claims of investor losses involving Timothy Tremblay and other Centaurus Financial brokers. We are currently representing other investors against Centaurus. Many of them are retirees and seniors who were unsuitably marketed and sold GWG L bonds and other alternative investments.

You Want To Work With Seasoned Broker Misconduct Lawyer

Pursuing damages from any brokerage firm can be a difficult process and it is not something that you want to do without savvy investment loss recovery lawyers by your side. Not only will you need help identifying how stockbroker negligence or misconduct played a role in your portfolio losses, but also you may have to prove your claim before a panel of FINRA arbitrators.

Shepherd Smith Edwards and Kantas have represented many investors in FINRA arbitration. We know what is needed to maximize your chances for a full financial recovery in this legal venue.

Because brokerage firms like Centaurus have to deal with us time and again as we fight for investors, they know that when we are representing a claimant they have to take the FINRA lawsuit seriously. Over the years, we have successfully helped many REIT investors to successfully pursue the damages they are owed from broker-dealers all over the United States.

 

How To Contact Our Experienced Silver Star Properties REIT Broker Misconduct Lawyer

Shepherd Smith Edwards and Kantas are speaking to other investors who have lost money in Silver Star Properties REIT (formerly called Hartman Short Term Income Properties XX), which is now in Chapter 11 bankruptcy and under investigation by the SEC. Unfortunately, there is a very good chance you will not get back much, if anything, from Silver Star. What you can do is explore your legal options and determine whether you can and should hold your financial advisor liable for your losses.

Call (800) 259-9010 or contact us online to request your free, initial case consultation.