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Articles Posted in Broker Churning Attorney

Are You An Investor Who Suffered Losses While Working With Spartan Capital Securities?

Published on: June 23, 2026 | by Shepherd Smith Edwards & Kantas, LLP

Our Broker Fraud Lawyers Are Investigating Churning Allegations That May Have Cost Customers Millions of Dollars

The Financial Industry Regulatory Authority (FINRA) has filed a complaint against Spartan Capital Securities over allegations of extensive account churning that resulted in nearly $18 million in customer losses and trading costs. Investors who suffered financial damage from this excessive trading can work with the firm’s experienced churning attorneys to pursue legal options and recover their losses.

If you are an investor who sustained portfolio losses while working with a Spartan Capital Securities financial advisor, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today to schedule your free case assessment. The broker-dealer is under scrutiny over churning allegations in customer accounts.

Broker Churning Attorney

Published on: November 7, 2024 | by Shepherd Smith Edwards & Kantas, LLP

If You Sustained Investment Losses While Working With Suspended Spartan Capital Broker Jesse Krapf, Contact Us Today

New York Financial Advisor Is Suspended by FINRA for Alleged Churning, Unsuitable Trading, and More

Our Broker Churning Attorney teams are investigating claims of losses involving customers of Spartan Capital registered representative Jesse D. Krapf. The New York financial advisor was suspended by the Financial Industry Regulatory Authority (FINRA) for five months for allegedly unsuitable and excessive trading and violating Regulation Best Interest (Reg BI) while working with an older customer.